Rita D. Bunch

4WEALTH ADVISORS

Burr Ridge, IL 60527-6490

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CRD#: 1882042

Professional summary

Rita Diana Bunch, who also goes by R Diana Bunch, Rita Diana Garrett, is a registered financial advisor currently at 4WEALTH ADVISORS, INC. located in Burr Ridge, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in Burr Ridge, Illinois.

Rita is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Rita has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

R Diana Bunch | Rita Diana Garrett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rita Diana Bunch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2004 - Present

4WEALTH ADVISORS, INC.

Office #1: 745 Mcclintock Drive Suite 150, Burr Ridge, IL 60527-6490

RIA

CRD#: 129727

Burr Ridge, IL

Current

September 11, 2013 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 745 Mcclintock Dr. Suite 150, Burr Ridge, IL 60527

CRD#: 35747

Burr Ridge, IL

Past

March 21, 2003 - September 13, 2013

OSAIC WEALTH, INC.

RIA

CRD#: 23131

BURR RIDGE, IL

Past

December 4, 2002 - September 13, 2013

OSAIC WEALTH, INC.

CRD#: 23131

BURR RIDGE, IL

Past

August 10, 1999 - October 2, 2002

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

QUINCY, IL

Past

May 24, 1999 - October 2, 2002

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PALM BEACH GARDENS, FL

Past

September 8, 1997 - March 1, 1999

MERCANTILE INVESTMENT SERVICES, INC.

CRD#: 19908

ST. LOUIS, MO

Past

August 31, 1994 - August 22, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

4WEALTH ADVISORS, INC.

4WEALTH ADVISORS, INC. | RECCHIA PENSION ADVISORY | CAMBRIDGE WEALTH MANAGEMENT, INC.

CRD#: 129727 / SEC#: 801-113392

RIA

Registered Investment Advisory firm - (6/11/2018 Approved)

Florida

Registered Investment Advisory firm - (9/18/2018 Terminated)

Illinois

Registered Investment Advisory firm - (6/11/2018 Terminated)

Indiana

Registered Investment Advisory firm - (9/19/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (9/18/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/18/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(12/10/2013)

Georgia
(10/16/2017)

IAR

Illinois
(4/30/2004)

Illinois
(9/11/2013)

Indiana
(9/11/2013)

Kansas
(9/11/2013)

IAR

Louisiana
(7/18/2024)

Michigan
(5/18/2023)

Missouri
(9/11/2013)

New Mexico
(9/11/2013)

North Carolina
(12/5/2024)

IAR

Texas
(7/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/17/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/26/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/26/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

4WEALTH ADVISORS, INC.

4WEALTH ADVISORS, INC. | RECCHIA PENSION ADVISORY | CAMBRIDGE WEALTH MANAGEMENT, INC.

CRD#: 129727 / SEC#: 801-113392

RIA

Registered Investment Advisory firm - (6/11/2018 Approved)

Florida

Registered Investment Advisory firm - (9/18/2018 Terminated)

Illinois

Registered Investment Advisory firm - (6/11/2018 Terminated)

Indiana

Registered Investment Advisory firm - (9/19/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (9/18/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/18/2018 Terminated)

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Contact information

Main Address

745 Mcclintock Drive Suite 150, Burr Ridge, IL 60527-6490

Mailing Address

Phone number

(708) 695-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

4WEALTH ADVISORS, INC. DISCLOSURE BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,306
AUM (Assets Under Management)	$ 246,912,650

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Rita D. Bunch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rita Diana Bunch's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

MERCANTILE INVESTMENT SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

4WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/17/1995

Series 63

Date: 9/26/1994

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/26/1994

FINRA

Current Firm

4WEALTH ADVISORS, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

4WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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