Jon T. Sundvold

SUNDVOLD FINANCIAL

Columbia, MO 65203

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CRD#: 1881034

Professional summary

Jon Thomas Sundvold, AIF® is a registered financial advisor currently at SUNDVOLD FINANCIAL located in Columbia, Missouri.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Jon has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Thomas Sundvold's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 12, 1997 - Present

SUNDVOLD FINANCIAL

Office #1: 1000 W. Nifong Building 4, Suite 104, Columbia, MO 65203

RIA

CRD#: 108176

Columbia, MO

Past

March 23, 1990 - October 21, 1997

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

September 20, 1988 - March 23, 1990

B.C. CHRISTOPHER SECURITIES CO.

CRD#: 60

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUNDVOLD FINANCIAL

SUNDVOLD CAPITAL MANAGEMENT LLC | SUNDVOLD FINANCIAL

CRD#: 108176 / SEC#: 801-57007

RIA

Registered Investment Advisory firm - (11/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(9/12/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/23/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1988

General Securities Representative Examination

Current Firm

SUNDVOLD FINANCIAL

SUNDVOLD CAPITAL MANAGEMENT LLC | SUNDVOLD FINANCIAL

CRD#: 108176 / SEC#: 801-57007

RIA

Registered Investment Advisory firm - (11/18/1999 Approved)

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Contact information

Main Address

1000 W. Nifong Building 4, Suite 104, Columbia, MO 65203

Mailing Address

Phone number

(573) 443-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUNDVOLD CAPITAL MANAGEMENT (2/3/2025)

Regulatory assets under management

Total Number of Accounts	450
AUM (Assets Under Management)	$ 234,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Jon T. Sundvold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Thomas Sundvold's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUNDVOLD FINANCIAL

OPPENHEIMER & CO. INC.

B.C. CHRISTOPHER SECURITIES CO.

Primary Firm SEC Registration

SUNDVOLD FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/2025

Series 63

Date: 9/23/1988

Series 7

Date: 9/17/1988

Current Firm

SUNDVOLD FINANCIAL

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUNDVOLD FINANCIAL

TRUST BUT VERIFY

Contact information

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