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PK

Peter G. Koleske

CETERA INVESTMENT ADVISERS
BROOKFIELD, WI 53005
Some features on this profile are disabled
CRD#: 1880772
PK

Professional summary

Peter Gerard Koleske is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Brookfield, Wisconsin and CETERA INVESTMENT SERVICES LLC located in Brookfield, Wisconsin.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Gerard Koleske's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 11, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 15700 W. Bluemound Road, Brookfield, WI 53005
RIA
CRD#: 105644
BROOKFIELD, WI
Current

June 12, 2025 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 15700 W. Bluemound Road, Brookfield, WI 53005
BD
CRD#: 15340
Brookfield, WI
Past

April 13, 2022 - December 31, 2023

WINTRUST INVESTMENTS LLC

BD
CRD#: 875
CHICAGO, IL
Past

April 11, 2022 - December 31, 2023

WINTRUST INVESTMENTS LLC

RIA
CRD#: 875
Milwaukee, WI
Past

February 12, 2018 - December 23, 2021

U.S. BANCORP INVESTMENTS, INC.

RIA
CRD#: 17868
MILWAUKEE, WI
Past

February 12, 2018 - December 23, 2021

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
MILWAUKEE, WI
Past

July 10, 2013 - January 16, 2018

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA
CRD#: 137115
MILWAUKEE, WI
Past

July 10, 2013 - January 16, 2018

BMO HARRIS FINANCIAL ADVISORS, INC.

BD
CRD#: 137115
MILWAUKEE, WI
Past

June 12, 2009 - May 15, 2012

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
MILWAUKEE, WI
Past

June 12, 2009 - January 4, 2013

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
MILWAUKEE, WI
Past

January 1, 2008 - June 3, 2009

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
BROOKFIELD, WI
Past

November 30, 2007 - June 3, 2009

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
BROOKFIELD, WI
Past

March 11, 1999 - June 5, 2001

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

May 18, 1998 - March 19, 1999

FISERV INVESTOR SERVICES, INC.

BD
CRD#: 34637
HOUSTON, TX
Past

April 16, 1997 - May 14, 1998

FFP SECURITIES, INC.

BD
CRD#: 16337
CHESTERFIELD, MO
Past

May 30, 1996 - April 15, 1997

GENEVA SECURITIES,INC.

BD
CRD#: 16178
SCHAUMBURG, IL
Past

April 25, 1996 - May 31, 1996

FFP SECURITIES, INC.

BD
CRD#: 16337
CHESTERFIELD, MO
Past

May 31, 1995 - April 19, 1996

FIRSTAR INVESTMENT SERVICES,INC.

BD
CRD#: 14536
MORRIS PLAINS, NJ
Past

June 22, 1992 - May 31, 1995

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/15/2025)
RR
California
(7/10/2025)
RR
Florida
(7/10/2025)
RR
Iowa
(7/10/2025)
RR
Minnesota
(7/10/2025)
RR
Missouri
(7/10/2025)
RR
Nevada
(7/10/2025)
RR
Ohio
(7/11/2025)
RR
Oregon
(10/6/2025)
IAR
Wisconsin
(6/11/2025)
RR
Wisconsin
(6/12/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/21/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/26/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/29/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
PREMIUM
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Brookfield, WI 53005

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