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Keith Desanto

CRD# 1880131·Registered 1989 - 2008
Previously Registered: Being a previously registered professional could mean that Keith is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Keith Desanto, who also goes by Keith Lewis Desanto, was a registered financial advisor. Keith was a previously registered financial professional and started their career in finance 1989 - 2008. Keith had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Keith Lewis Desanto

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

GOLDES SECURITIES, INC.·CRD# 115248
BD
New York, NY
January 29, 2002 - September 19, 2008
TRADEPORTAL SECURITIES, INC.·CRD# 25001
BD
Aliso Viejo, CA
March 27, 1996 - May 13, 1996
SMITH, BENTON & HUGHES, INC.·CRD# 20877
BD
Los Angeles, CA
July 27, 1995 - February 29, 1996
CLEARING SERVICES OF AMERICA, INC.·CRD# 23623
BD
St. Louis, MO
April 20, 1995 - June 23, 1995
INSTITUTIONAL EQUITY CORPORATION·CRD# 19628
BD
Dallas, TX
August 25, 1994 - November 15, 1994
JOSEPH ROBERTS & CO., INC.·CRD# 15971
BD
Pompano Beach, FL
March 7, 1994 - July 7, 1994
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
November 23, 1993 - February 7, 1994
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
October 12, 1993 - November 22, 1993
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
February 18, 1992 - October 15, 1993
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
January 30, 1991 - March 10, 1992
R.H.DAMON & CO., INC.·CRD# 23091
BD
March 8, 1989 - January 30, 1991
INDIVIDUAL'S SECURITIES LTD.·CRD# 7279
BD
Huntington, NY
January 24, 1989 - May 17, 1989

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Current Firm

GS
GOLDES SECURITIES, INC.

GOLDES SECURITIES, INC. | NYDSE, INC.

CRD#: 115248 / SEC#: 8-53475
BD
Terminated by SEC on 09/05/2008

Contact Information

Established

Delaware since 10/20/2000

Firm Type

Corporation

Fiscal Year End

October

Documents

Direct owners and executive officers

NamePositionCRD#
GOLDES HOLDINGS, LLCOWNER / HOLDING COMPANY—
DAVISON, MICHAEL EFINOP, COMPLIANCE OFFICER, SROP, CROP & GSP1984185
DESANTO, KEITH LEWISPRESIDENT, OPERATIONS MANAGER, & GSP1880131

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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