John F. Parisi
PARISI GRAY WEALTH MANAGEMENT | Managing Partner
Mendham, NJ 07945
Some features on this profile are disabled
CRD#: 1879131
Professional summary
John Francis Parisi SR, CIMA®, who also goes by John Francis Parisi, John Parisi, is a registered financial advisor currently at PARISI GRAY WEALTH MANAGEMENT, LLC located in Mendham, New Jersey and PURSHE KAPLAN STERLING INVESTMENTS located in Mendham, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. John has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31 and Series 7 exams.
Question & Answer
What are your service offerings?
Financial planning
Trading individual securities
Insurance
Philanthropic services
Trust & estate planning
Loans/credit services
Retirement planning
What is your current number of clients?
Under 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
John Francis Parisi | John Parisi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Parisi Gray Wealth Management-Investment related-At registered location-RIA-Founding partner-12/2016-200 hrs/mth-100% during trading hrs-Founding partner in a registered investment advisory firm providing fee based advice. Responsible for the Investment Portfolios. 2. PKS Financial; Not Investment Related; 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; AGENT; 04/2017; 5 HOURS/MONTH; 5 HOURS/MONTH DURING SECURITIES HOURS; OFFER FIXED INSURANCE SOLUTIONS TO CLIENTS 3. INDEPENDENT INSURANCE AGENT. Not Investment Related. 5 Cold Hill Rd Suite 1, Mendham, NJ 07945. Life Insurance. Agent. 12/2017. 1 Hr/Mo; All During Trading Hours. Assisting Clients as an Insurance Agent. 4. Navigation Commercial, LLC. Not Investment Related. 5 Cold Hill Rd S, Suite 1, Mendham NJ 07945. Owns real estate in LLC for liability protection. Owner. Start 4/1/2022. 1 hour per month not during trading. Own property that RIA will move to next year.
CRS (Client Relationship Summary) - RIA
Click below to view John Francis Parisi SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 1, 2017 - Present
PARISI GRAY WEALTH MANAGEMENT, LLC
Office #1: 5 Cold Hill Road S Suite 1, Mendham, NJ 07945RIA
CRD#: 286388
Mendham, NJ
Current
February 24, 2017 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 5 Cold Hill Rd Suite 1, Mendham, NJ 07945BD
CRD#: 35747
Mendham, NJ
Past
December 27, 2016 - October 6, 2017
OLIVER LUXXE ASSETS LLC
RIA
CRD#: 169588
GLADSTONE, NJ
Past
December 19, 2005 - December 16, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SHORT HILLS, NJ
Past
January 3, 1998 - December 16, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SHORT HILLS, NJ
Past
June 16, 1993 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
BD
CRD#: 7242
Past
June 16, 1993 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
BD
CRD#: 19655
Past
June 16, 1993 - September 19, 1997
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
February 28, 1989 - May 26, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PG
PARISI GRAY WEALTH MANAGEMENT, LLC
PARISI GRAY WEALTH MANAGEMENT, LLC
CRD#: 286388 / SEC#: 801-108904
RIA
Registered Investment Advisory firm - (12/28/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(7/30/2024)
IAR
New Jersey(2/1/2017)
RR
New Jersey(2/24/2017)
IAR
Texas(3/4/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PG
PARISI GRAY WEALTH MANAGEMENT, LLC
PARISI GRAY WEALTH MANAGEMENT, LLC
CRD#: 286388 / SEC#: 801-108904
RIA
Registered Investment Advisory firm - (12/28/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5 Cold Hill Road S Suite 1, Mendham, NJ 07945
Mailing Address
Phone number
(973) 358-4921
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,045 |
| AUM (Assets Under Management) | $ 689,911,655 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/07/2025 | ||
| 07/15/2024 | ||
| 06/02/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARISI GRAY WEALTH MANAGEMENT, LLC
Managing PartnerCRD#: 286388Mendham, NJ 07945TRUST BUT VERIFY
Monitor John Parisi
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
