Deborah L. Delorenzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Lynn Delorenzo, who also goes by Deborah Lynn Dodrill, Deborah Lynn Gemeny, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1989. Deborah had worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 1998 - February 23, 2021
N.I.S. FINANCIAL SERVICES, INC.
September 7, 1995 - July 18, 1996
GUARANTY BROKERAGE SERVICES, INC.
February 13, 1995 - September 6, 1995
WALL STREET ACCESS
June 27, 1994 - November 15, 1994
INDEPENDENT FINANCIAL SECURITIES, INC.
July 16, 1993 - June 23, 1994
CETERA WEALTH SERVICES, LLC
March 9, 1993 - May 11, 1993
CRESTAR SECURITIES CORPORATION
April 28, 1992 - April 17, 1993
INDEPENDENT FINANCIAL SECURITIES, INC.
January 16, 1989 - March 9, 1992
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
N.I.S. FINANCIAL SERVICES, INC.
CRD#: 5361 / SEC#: , 8-15919
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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