Carol M. Ashmen

WEALTHCARE CAPITAL PARTNERS

Towson, MD 21286

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CRD#: 1878425

Professional summary

Carol M Ashmen is a registered financial advisor currently at WEALTHCARE CAPITAL PARTNERS, LLC located in Towson, Maryland and M. S. HOWELLS & CO. located in Towson, Maryland.

Carol is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Carol has worked at 5 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MS Howells & Co; Investment-Related; Same as reported business location(s); Insurance Agent & Registered Representative; 06/2023; Implementations of insurance recommendations. 2. Carol Ashmen has been dually registered with Wealthcare Capital Partners as an Investment Advisor Representative and MS Howells as a Registered Representative since 05/2024.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carol M Ashmen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2024 - Present

WEALTHCARE CAPITAL PARTNERS, LLC

Office #1: 920 Providence Road Suite 201, Towson, MD 21286

RIA

CRD#: 330300

Towson, MD

Current

June 2, 2023 - Present

M. S. HOWELLS & CO.

Office #1: 920 Providence Rd Suite 201, Towson, MD 21286

CRD#: 104100

Towson, MD

Past

May 12, 1999 - December 4, 2024

ATLANTIC FINANCIAL SERVICES, INC.

RIA

CRD#: 121258

TOWSON, MD

Past

February 14, 1989 - May 24, 1989

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Past

February 14, 1989 - June 1, 2023

ATLANTIC SECURITIES, INC.

CRD#: 1128

TOWSON, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHCARE CAPITAL PARTNERS, LLC

CRD#: 330300 / SEC#: 801-129749

RIA

Registered Investment Advisory firm - (4/24/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(6/2/2023)

IAR

Maryland
(5/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/11/1989

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WEALTHCARE CAPITAL PARTNERS, LLC

CRD#: 330300 / SEC#: 801-129749

RIA

Registered Investment Advisory firm - (4/24/2024 Approved)

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Contact information

Main Address

1065 Andrew Drive, West Chester, PA 19380

Mailing Address

Phone number

(804) 644-4711

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHCARE CAPITAL PARTNERS FORM ADV2A ("DISCLOSURE BROCHURE") AND APPENDIX 1 ("WRAP FEE PROGRAM") (10/17/2025)

Regulatory assets under management

Total Number of Accounts	1,395
AUM (Assets Under Management)	$ 330,922,755

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Carol M. Ashmen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carol M Ashmen's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

ATLANTIC FINANCIAL SERVICES, INC.

BLINDER, ROBINSON & CO., INC.

ATLANTIC SECURITIES, INC.

Primary Firm SEC Registration

WEALTHCARE CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/1999

SIE

Date: 10/1/2018

Series 7

Date: 2/11/1989

FINRA

Current Firm

WEALTHCARE CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHCARE CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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