Bradley G. Brown
Professional summary
Bradley Gering Brown is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Willoughby, Ohio and CETERA ADVISORS LLC located in Willoughby, Ohio.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Bradley has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Gering Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4230 State Route 306 Ste. 100, Willoughby, OH 44094September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 4230 State Route 306 Suite 100, Willoughby, OH 44094July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
April 16, 2010 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
April 16, 2010 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
May 15, 2003 - April 20, 2010
WELLS FARGO CLEARING SERVICES, LLC
January 17, 2003 - April 20, 2010
WELLS FARGO CLEARING SERVICES, LLC
September 18, 1992 - January 24, 2003
A. G. EDWARDS & SONS, INC.
May 12, 1989 - September 25, 1992
PARKER/HUNTER INCORPORATED
April 10, 1989 - May 16, 1989
CETERA WEALTH SERVICES, LLC
September 26, 1988 - April 10, 1989
AMERICAN PACIFIC SECURITIES CORPORATION
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2025)
(8/22/2023)
(11/14/2023)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(2/17/2023)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(11/12/2020)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(11/12/2020)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
