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Andrew Kennedy Joseph Pernambuco

CRD# 1877528·Registered 1988 - 2021
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew Kennedy Joseph Pernambuco, who also goes by Andrew Kennedy Joseph, was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1988 - 2021. Andrew had worked at 12 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew Kennedy Joseph

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

Past

BLUEPRINT CAPITAL MARKETSPast·CRD# 44323
BD
Newark, NJ
June 18, 2020 - September 6, 2021
KAIETEUR INVESTMENTS LLCPast·CRD# 145152
BD
New York, NY
October 8, 2007 - February 2, 2017
KBC SECURITIES USA LLCPast·CRD# 46709
BD
New York, NY
September 13, 2000 - July 11, 2001
COWEN AND COMPANYPast·CRD# 7616
BD
New York, NY
August 27, 1992 - February 3, 2000
CITICORP INVESTMENT SERVICESPast·CRD# 23988
BD
Long Island City, NY
July 23, 1992 - July 28, 1992
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
New York, NY
March 6, 1991 - April 24, 1991
LEGEND MERCHANT GROUP, INC.Past·CRD# 5155
BD
New York, NY
June 12, 1989 - March 19, 1990
GLOBAL CAPITAL SECURITIES, INC.Past·CRD# 13358
BD
October 5, 1989 - March 14, 1990
BARRETT DAY SECURITIES, INC.Past·CRD# 17717
BD
New York, NY
June 14, 1989 - December 20, 1989
ALLIED CAPITAL GROUP, INC.Past·CRD# 13146
BD
May 10, 1989 - November 20, 1989
WINSTON-FROST SECURITIES, INC.Past·CRD# 19009
BD
February 2, 1989 - September 13, 1989
GRAYSTONE NASH, INC.Past·CRD# 10635
BD
November 23, 1988 - January 18, 1989

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Current Firm

BC
BLUEPRINT CAPITAL MARKETS

BLUEPRINT CAPITAL MARKETS | GOVDESK, LLC

CRD#: 44323 / SEC#: 8-50628
BD
Terminated by SEC on 07/11/2023

Contact Information

Established

California since 09/30/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
MANZO, MARK THOMASFINOP / PFO / POO1229739
WALTHOUR, JACOB NMN JR.CEO, GENERAL SECURITIES PRINCIPAL, CCO—

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2006About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2005About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed May 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2006About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed May 1998About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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