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CP

Christine Virginia Pignataro

CRD# 1876650·Registered 1997 - 2013
Previously Registered: Being a previously registered professional could mean that Christine is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christine Virginia Pignataro, who also goes by Christine VIrginia Mehrtens, Christine Pignataro, Christine V Ryan, Christine Virginia Ryan, was a registered financial advisor. Christine was a previously registered financial professional and started their career in finance 1997 - 2013. Christine had worked at 3 firms and has passed the Series 63, Series 7 and Series 11 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christine Virginia Mehrtens, Christine Pignataro, Christine V Ryan, Christine Virginia Ryan

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years registered in the securities industry

Current & Past Employments

Past

CRT CAPITAL GROUP LLCPast·CRD# 28830
BD
Stamford, CT
February 3, 2010 - November 7, 2013
SOUTHSTATE SECURITIES CORP.Past·CRD# 6950
BD
Jersey City, NJ
March 23, 2009 - February 2, 2010
NATWEST MARKETS SECURITIES INC.Past·CRD# 11707
BD
Greenwich, CT
June 25, 1997 - March 5, 2009

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Current Firm

CC
CRT CAPITAL GROUP LLC

CREDIT RESEARCH AND TRADING CORP. | STERNE AGEE CRT | CRT CAPITAL GROUP LLC | CREDIT RESEARCH AND TRADING LLC

CRD#: 28830 / SEC#: 8-43940
BD
Terminated by SEC on 11/29/2016

Contact Information

Established

Delaware since 12/31/1993

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CRT GREENWICH LLCPARENT COMPANY—
KALISH, GEOFFREY ORINBOARD CHAIRMAN OF PARENT COMPANY AND CCO—
NIELSEN, JOHN DAVIDGENERAL COUNSEL5889411
TUITE, ROBERT KEVINCHIEF FINANCIAL OFFICER AND FINOP2862493

Disclosures

Regulatory Event

13

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2000About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 2000About the Series 7 exam

Series 11 — Assistant Representative-Order Processing Qualification Exam

Passed Jun 1997

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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