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CW

Christopher H. Wofford

GRAY OAK CAPITAL
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 1875753
CW

Professional summary

Christopher Hunt Wofford, who also goes by Christopher Wofford, is a registered financial professional currently at GRAY OAK CAPITAL, LLC located in Greenwich, Connecticut.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1988. Christopher has worked at 10 firms and has passed the Series 63, Series 22TO, Series 79TO, Series 6TO, Series 82TO, Series 52TO, Series 99TO, Series 7TO, SIE, Series 7, Series 14, Series 39, Series 26, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christopher Wofford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Hunt Wofford's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2026 - Present

GRAY OAK CAPITAL, LLC

Office #1: 55 Old Field Point Road, Greenwich, CT 06830
BD
CRD#: 290056
Greenwich, CT
Past

July 12, 2023 - July 16, 2024

DELPHOS MMJ L.P.

BD
CRD#: 137389
NEW YORK, NY
Past

July 25, 2019 - January 5, 2021

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
New York, NY
Past

September 7, 2016 - May 24, 2018

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
New York, NY
Past

June 29, 2009 - June 4, 2016

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

January 5, 2007 - April 30, 2009

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

July 3, 2001 - December 15, 2006

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

September 14, 1994 - May 1, 2000

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

July 16, 1991 - December 31, 1991

L.M. KOHN & COMPANY

BD
CRD#: 27913
CINCINNATI, OH
Past

September 20, 1988 - April 8, 1989

MABON, NUGENT & CO.

BD
CRD#: 2617

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(1/5/2026)
RR
Florida
(1/4/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/28/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 3/29/2024
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/29/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/29/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 3/29/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 52TO
Date: 3/29/2024
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/29/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/24/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/13/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 3/29/2024
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 39
Date: 3/29/2024
Direct Participation Programs Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/29/2024
Investment Company Products/Variable Contracts Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/22/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GO
GRAY OAK CAPITAL, LLC
GRAY OAK CAPITAL, LLC

CRD#: 290056 / SEC#: , 8-70014

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
55 Old Field Point Road, Greenwich, CT 06830
Mailing Address
55 Old Field Point Road, Greenwich, CT 06830
Phone number
(203) 987-0015
Established
Delaware since 02/27/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WILKINS, MICHAEL STEWARTFOUNDING MEMBER1692310
HALVORSEN, MARK ANDREWCEO, AMLCO, FINOP4750852
INGRAHAM, FRANK TODDCHIEF COMPLIANCE OFFICER2918519

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRAY OAK CAPITAL, LLC

CRD#: 290056Greenwich, CT 06830

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