Charles G. Wellborn
Professional summary
Charles Geer Wellborn is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Charles has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Geer Wellborn's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3630 Peachtree Rd, Ne Ste 250, Atlanta, GA 30326June 27, 2005 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3630 Peachtree Rd, Ne Ste 250, Atlanta, GA 30326June 30, 2005 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 29, 2002 - June 30, 2005
TRUIST SECURITIES, INC.
July 19, 2002 - June 30, 2005
TRUIST SECURITIES, INC.
June 15, 2002 - July 30, 2002
WELLS FARGO CLEARING SERVICES, LLC
July 30, 1993 - June 15, 2002
WACHOVIA SECURITIES, INC.
June 28, 1990 - August 11, 1993
BARNETT INVESTMENTS, INC.
May 2, 1989 - June 19, 1990
THE ROBINSON-HUMPHREY COMPANY, LLC
September 20, 1988 - May 13, 1989
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2005)
(11/17/2020)
(6/25/2009)
(6/30/2005)
(6/30/2005)
(11/7/2022)
(6/27/2012)
(6/27/2005)
(6/30/2005)
(9/1/2016)
(8/4/2006)
(6/18/2008)
(1/26/2017)
(4/13/2017)
(6/30/2005)
(8/10/2015)
(4/5/2023)
(6/11/2010)
(6/30/2005)
(3/27/2013)
(6/30/2005)
(2/15/2018)
(9/11/2015)
(6/30/2005)
(6/30/2005)
(6/30/2005)
(6/30/2005)
(3/13/2017)
(10/30/2017)
(6/30/2005)
(3/18/2008)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
