Peter B. Galligan
Professional summary
Peter B Galligan, who also goes by Pete Galligan, is a registered financial professional currently at DMK ADVISOR GROUP, INC. located in Lutz, Florida and CANGURU CAPITAL ADVISORS located in Oceanside, California.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1989. Peter has worked at 13 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter B Galligan's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2001 - Present
DMK ADVISOR GROUP, INC.
Office #1: 17961 Hunting Bow Circle Suite 102, Lutz, FL 33558Office #2: 17961 Hunting Bow Circle Suite 102, Lutz, FL 33558April 6, 2025 - Present
CANGURU CAPITAL ADVISORS
Office #1: 2182 S El Camino Real Suite 203, Oceanside, CA 92054May 26, 2026 - Present
ATOMIC VAULTS SECURITIES, LLC
Office #1: 976 Finch Street, El Cajon, CA 92020July 31, 2026 - Present
AXIS CAPITAL USA, LLC
Office #1: 405 Lexington Avenue Suite 714, New York, NY 10174August 7, 2026 - Present
OAKWOOD CAPITAL SECURITIES, INC.
Office #1: 15701 S Tamiami Trail Suite 300, Fort Myers, FL 33908September 11, 2017 - August 31, 2018
THE FORBES SECURITIES GROUP LLC
September 16, 2011 - August 8, 2013
JANCO PARTNERS, INC.
July 18, 2008 - May 2, 2011
ALT FUND DISTRIBUTORS LLC
February 26, 2008 - May 1, 2008
JANCO PARTNERS, INC.
May 16, 2007 - July 10, 2007
AGILE SECURITIES, INC.
November 12, 2003 - November 3, 2023
ALPHAMAX DISTRIBUTORS, L.L.C.
August 11, 2000 - February 21, 2001
JANCO PARTNERS, INC.
December 22, 1999 - February 21, 2003
SPENCER EDWARDS, INC.
February 21, 1996 - September 29, 1997
JANCO PARTNERS, INC.
January 29, 1991 - January 6, 1994
SPENCER EDWARDS, INC.
July 31, 1990 - September 13, 1991
FIRST AMERICA EQUITIES CORP.
May 22, 1989 - July 20, 1990
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2001)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
FINRA
Current Firm
OAKWOOD CAPITAL SECURITIES, INC.
CRD#: 21000 / SEC#: , 8-38631
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
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