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JH

John Michael Hussian

CRD# 1873263·Registered 1992 - 2024
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Michael Hussian, who also goes by Jack Hussian, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1992 - 2024. John had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 52, Series 3 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Hussian

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

DORN & CO., INC.·CRD# 2950
RIA
Minnetonka, MN
November 11, 2021 - November 19, 2024
DORN & CO., INC.·CRD# 2950
BD
Minnetonka, MN
April 28, 2021 - November 19, 2024
PENSERRA SECURITIES, LLC·CRD# 145994
BD
Orinda, CA
April 27, 2020 - April 28, 2020
PENSERRA SECURITIES, LLC·CRD# 145994
BD
Orinda, CA
December 3, 2019 - April 22, 2020
WEDBUSH SECURITIES INC.·CRD# 877
BD
Minneapolis, MN
July 12, 2010 - January 30, 2019
FINACORP SECURITIES·CRD# 41569
BD
Minneapolis, MN
September 3, 2008 - June 4, 2010
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
Minneapolis, MN
November 9, 2000 - June 12, 2008
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
August 2, 2000 - November 2, 2000
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
March 2, 1998 - July 27, 2000
DAIN RAUSCHER INCORPORATED·CRD# 7600
BD
September 25, 1997 - March 2, 1998
PIPER SANDLER & CO.·CRD# 665
BD
Minneapolis, MN
October 29, 1992 - September 30, 1997

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Current Firm

DORN & CO., INC.
DORN & CO., INC.

DORN & CO., INC.

CRD#: 2950 / SEC#: 8-8707
Minnesota
Registered Investment Advisory firm - SEC (11/9/1982 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

216 East Washington Avenue Suite 1050, Minnetonka, MN 55305

Mailing Address

216 East Washington Avenue, Fergus Falls, MN 56537-2812

Phone Number

(218) 739-5236

Established

Minnesota since 10/18/1946

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

2

FINRA licenses (17 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
DORN, MATTHEW LAWRENCEPRESIDENT/POO/CCO/PRINCIPAL/FINOP2658460
RUSSELL LAWRENCE DORN REVOCABLE TRUSTTRUST—
DORN, RUSSELL LAWRENCESOLE TRUSTEE RUSSELL LAWRENCE DORN REVOCABLE TRUST70588

Regulatory Assets Under Management

Total Number of Accounts

116

AUM (Assets Under Management)

$61,357,802

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) FOUNTAIN ADVISORS, LLC - Investment Related - 2370 WEST LAKE OF ISLES, MINNEAPOLIS, MN 55405 - Private MBS and equity investments - Founder - Less than 1 Hour per month - 0 HOURS DURING TRADING HOURS - Duties: Investment Management
(2) DIPC, LLC - 17 N Washington Ave, Minneapolis, MN 55401 - Not investment related - Beverage bottling in Tanzania - Board Member - 11/14/2019 - 1-5 hours per month - 1-5 hours per month during trading - Volunteer Board Member with ownership

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2021About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1993About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Mar 1992About the Series 52 exam

Series 3 — National Commodity Futures Examination

Passed Oct 1988About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Aug 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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