James B. Orser

ORSER CAPITAL MANAGEMENT LLC

Southlake, TX 76092

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CRD#: 1873055

Professional summary

James Bryce Orser is a registered financial advisor currently at ORSER CAPITAL MANAGEMENT LLC located in Southlake, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. James has worked at 6 firms and has passed the Series 63, Series 65, Series 6, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Bryce Orser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2013 - Present

ORSER CAPITAL MANAGEMENT LLC

Office #1: 566 North Kimball Avenue Suite 100, Southlake, TX 76092

RIA

CRD#: 144847

Southlake, TX

Past

March 13, 2007 - August 1, 2011

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

May 3, 2002 - May 10, 2005

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

January 12, 2000 - November 4, 2013

LUTHER KING CAPITAL MANAGEMENT CORPORATION

RIA

CRD#: 110093

FORT WORTH, TX

Past

December 20, 1999 - April 30, 2002

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

September 18, 1991 - April 15, 1994

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Past

September 20, 1988 - September 11, 1991

PIPER SANDLER & CO.

CRD#: 665

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORSER CAPITAL MANAGEMENT LLC

BRIDGER CAPITAL MANAGEMENT, LLC | ORSER CAPITAL MANAGEMENT LLC

CRD#: 144847 / SEC#: 801-80081

RIA

Registered Investment Advisory firm - (7/29/2014 Approved)

Montana

Registered Investment Advisory firm - (8/29/2014 Terminated)

Texas

Registered Investment Advisory firm - (8/29/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(10/1/2013)

IAR

Texas
(10/1/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/29/1999

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/6/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 12/17/1999

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 9/17/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 12/4/1993

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

ORSER CAPITAL MANAGEMENT LLC

BRIDGER CAPITAL MANAGEMENT, LLC | ORSER CAPITAL MANAGEMENT LLC

CRD#: 144847 / SEC#: 801-80081

RIA

Registered Investment Advisory firm - (7/29/2014 Approved)

Montana

Registered Investment Advisory firm - (8/29/2014 Terminated)

Texas

Registered Investment Advisory firm - (8/29/2014 Terminated)

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Contact information

Main Address

566 North Kimball Avenue Suite 100, Southlake, TX 76092

Mailing Address

Phone number

(817) 697-2385

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ORSER CAPITAL ADV 2A (2/4/2025)

Regulatory assets under management

Total Number of Accounts	333
AUM (Assets Under Management)	$ 288,538,612

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James B. Orser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Bryce Orser's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

QUASAR DISTRIBUTORS, LLC

LUTHER KING CAPITAL MANAGEMENT CORPORATION

FORESIDE FUNDS DISTRIBUTORS LLC

CHARLES SCHWAB & CO., INC.

PIPER SANDLER & CO.

Primary Firm SEC Registration

ORSER CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/29/1999

Series 65

Date: 6/6/1994

Series 6

Date: 12/17/1999

Series 7

Date: 9/17/1988

Series 8

Date: 12/4/1993

Current Firm

ORSER CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ORSER CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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