Linda C. Hopkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Carol Hopkins was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1989. Linda had worked at 3 firms and has passed the Series 63, Series 7, Series 27, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 1995 - October 9, 2004
VISTA FINANCIAL SERVICES CORPORATION
February 21, 1990 - February 27, 1995
FIDELITY EQUITY SERVICES CORPORATION
March 21, 1989 - February 26, 1990
WASHINGTON NATIONAL EQUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 11/26/1996
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
VISTA FINANCIAL SERVICES CORPORATION
CRD#: 37626 / SEC#: , 8-47828
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VISTA FINANCIAL GROUP,INC. | SHARE HOLDER | |
| RUTKOWSKI, JOSEPH WILLIAM JR | PRINCIPAL | 2232900 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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