Jaime Morales

NATIONWIDE INVESTMENT ADVISORS

COLUMBUS, OH 43215

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CRD#: 1872848

Professional summary

Jaime Morales is a registered financial advisor currently at NATIONWIDE INVESTMENT ADVISORS, LLC located in Columbus, Ohio and NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.

Jaime is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Jaime has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jaime Morales's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2022 - Present

NATIONWIDE INVESTMENT ADVISORS, LLC

Office #1: One Nationwide Plaza 03-07-202, Columbus, OH 43215

RIA

CRD#: 142373

COLUMBUS, OH

Current

July 29, 2022 - Present

NATIONWIDE INVESTMENT SERVICES CORPORATION

Office #1: One Nationwide Plaza, Columbus, OH 43215

CRD#: 7110

Columbus, OH

Past

December 8, 2014 - May 15, 2017

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

Castle Hills, TX

Past

December 2, 2013 - May 15, 2017

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

Castle Hills, TX

Past

September 12, 2012 - December 2, 2013

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

SAN ANTONIO, TX

Past

June 10, 2008 - July 23, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SELMA, TX

Past

June 10, 2008 - July 23, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SELMA, TX

Past

August 31, 2004 - June 2, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

SAN ANTONIO, TX

Past

August 31, 2004 - June 2, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

SAN ANTONIO, TX

Past

July 14, 2000 - August 31, 2004

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

July 10, 2000 - August 31, 2004

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

DALLAS, TX

Past

May 1, 1991 - July 13, 2000

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

SAN ANTONIO, TX

Past

July 17, 1989 - August 21, 1989

MURCHISON INVESTMENT BANKERS, INC.

CRD#: 20027

Past

January 25, 1989 - November 3, 1993

GMS GROUP

CRD#: 8000

EAST HANOVER, NJ

Past

September 20, 1988 - December 22, 1988

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NATIONWIDE INVESTMENT ADVISORS, LLC

CRD#: 142373 / SEC#: 801-52664

RIA

Registered Investment Advisory firm - (8/30/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Ohio
(9/27/2022)

Texas
(9/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2022

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/12/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/29/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/15/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/27/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/17/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 2/19/2009

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

NATIONWIDE INVESTMENT ADVISORS, LLC

CRD#: 142373 / SEC#: 801-52664

RIA

Registered Investment Advisory firm - (8/30/1996 Approved)

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Contact information

Main Address

One Nationwide Plaza 03-07-202, Columbus, OH 43215

Mailing Address

Phone number

(614) 435-8371

Established

Firm type

Fiscal year end

# of Employees

417

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NIA FORM ADV PART 2A BROCHURE (7/8/2025)

Regulatory assets under management

Total Number of Accounts	270,365
AUM (Assets Under Management)	$ 15,686,000,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/25/2024	Cover Page	Report
01/26/2024	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jaime Morales

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jaime Morales's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE INVESTMENT SERVICES CORPORATION

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

ALLSTATE FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

USAA INVESTMENT SERVICES COMPANY

MURCHISON INVESTMENT BANKERS, INC.

GMS GROUP

BLINDER, ROBINSON & CO., INC.

Primary Firm SEC Registration

NATIONWIDE INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2022

Series 65

Date: 2/12/2004

Series 63

Date: 9/29/1988

SIE

Date: 5/15/2017

Series 31

Date: 10/27/2008

Series 7

Date: 9/17/1988

Series 10

Date: 2/19/2009

FINRA

Current Firm

NATIONWIDE INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NATIONWIDE INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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