Jeffrey J. Pearce

VERMILLION FINANCIAL ADVISORS

SOUTH BARRINGTON, IL 60010

Some features on this profile are disabled

CRD#: 1872570

Professional summary

Jeffrey James Pearce, CFP®, who also goes by Jeff Pearce, is a registered financial advisor currently at VERMILLION FINANCIAL ADVISORS, INC. located in South Barrington, Illinois.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Jeffrey has worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Estate Planning

Retirement Income Management

Comprehensive Financial Planni...

Tax Planning

Investment Planning

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

Jeff Pearce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey James Pearce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

September 20, 1997 - Present

VERMILLION FINANCIAL ADVISORS, INC.

Office #1: 16 Executive Court Suite 3, South Barrington, IL 60010

RIA

CRD#: 119239

SOUTH BARRINGTON, IL

Past

August 11, 2006 - October 5, 2009

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

SOUTH BARRINGTON, IL

Past

January 1, 2004 - August 15, 2006

CETERA ADVISORS LLC

CRD#: 10299

SOUTH BARRINGTON, IL

Past

December 14, 1993 - January 1, 2004

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

July 3, 1991 - December 14, 1993

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

March 1, 1990 - July 9, 1991

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

October 7, 1988 - March 28, 1990

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

October 7, 1988 - March 28, 1990

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERMILLION FINANCIAL ADVISORS, INC.

CRD#: 119239 / SEC#: 801-69058

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/20/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/15/1991

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/5/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VERMILLION FINANCIAL ADVISORS, INC.

CRD#: 119239 / SEC#: 801-69058

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

16 Executive Ct Suite 3, South Barrington, IL 60010

Mailing Address

Phone number

(847) 382-9999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,087
AUM (Assets Under Management)	$ 370,469,636

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Allison Moran

ONEAMERICA SECURITIES, INC.

Lincolnshire, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey J. Pearce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey James Pearce's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROVE POINT INVESTMENTS, LLC

CETERA ADVISORS LLC

VESTAX SECURITIES CORPORATION

CETERA ADVISORS LLC

KEOGLER, MORGAN & COMPANY, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

VERMILLION FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/14/1992

Series 7

Date: 1/15/1991

Series 6

Date: 10/5/1988

Current Firm

VERMILLION FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERMILLION FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors