Wills S. Henriquez

EZANA CAPITAL ADVISERS

Brooklyn, NY

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CRD#: 1872198

Professional summary

Wills Schneider Henriquez, who also goes by Wills S Henriquez, Wills S Henrtquez, is a registered financial advisor currently at EZANA CAPITAL ADVISERS, LLC located in Brooklyn, New York.

Wills is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Wills has worked at 19 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wills S Henriquez | Wills S Henrtquez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Polk Avenue Capital, Inc., 155 Water St., Ste. 32, Brooklyn, NY 11201. Start date: 5/23/2014. Owner. No duties. This is a corporation for tax purposes only. Not investment-related. No time devoted to the OBA during normal trading hours. Minimal time devoted during non-trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wills Schneider Henriquez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 6, 2021 - Present

EZANA CAPITAL ADVISERS, LLC

RIA

CRD#: 299451

Brooklyn, NY

Past

April 22, 2013 - May 2, 2018

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

BROOKLYN, NY

Past

March 28, 2011 - December 31, 2012

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

BROOKLYN, NY

Past

December 11, 2009 - February 15, 2011

LEGEND SECURITIES, INC.

CRD#: 44952

NEW YORK, NY

Past

July 12, 2006 - December 23, 2009

EMERALD INVESTMENTS, INC.

CRD#: 139511

NEW YORK, NY

Past

April 19, 2006 - July 12, 2006

SUCCESS TRADE SECURITIES, INC.

CRD#: 46027

WASHINGTON, DC

Past

December 8, 2005 - April 3, 2006

LEMPERT BROTHERS INTERNATIONAL USA, INC.

CRD#: 128241

NEW YORK, NY

Past

March 1, 2005 - October 28, 2005

ANDREW GARRETT INC.

CRD#: 29931

NEW YORK, NY

Past

December 18, 2000 - November 10, 2003

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

September 28, 1999 - October 25, 2000

THINKEQUITY LLC

CRD#: 20996

NEW YORK, NY

Past

October 28, 1997 - September 27, 1999

CARNEGIE INVESTOR SERVICES INC.

CRD#: 8295

NEW YORK, NY

Past

April 10, 1996 - December 18, 1997

MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436

NEW YORK, NY

Past

November 28, 1995 - April 12, 1996

BILTMORE SECURITIES, INC.

CRD#: 25023

FT. LAUDERDALE, FL

Past

November 17, 1995 - December 6, 1995

WINDSOR REYNOLDS SECURITIES, INC.

CRD#: 6456

HONOLULU, HI

Past

February 22, 1995 - August 30, 1995

RICKEL & ASSOCIATES, INC.

CRD#: 7839

NEW YORK, NY

Past

October 31, 1994 - February 9, 1995

MAIDSTONE FINANCIAL, INC.

CRD#: 31804

NEW YORK, NY

Past

June 28, 1994 - August 30, 1994

WESTFIELD FINANCIAL CORPORATION

CRD#: 8143

NEW YORK, NY

Past

June 17, 1994 - September 13, 1994

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Past

November 17, 1993 - March 22, 1994

STRATTON OAKMONT INC.

CRD#: 18692

LAKE SUCCESS, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/1/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1993

General Securities Representative Examination

Current Firm

EZANA CAPITAL ADVISERS, LLC

EZANA CAPITAL ADVISERS, LLC | EZANA CAPITAL ADVISORS, LLC

CRD#: 299451 / SEC#:

New York

Registered Investment Advisory firm - (5/30/2019 Approved)

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Contact information

Main Address

Brooklyn, NY

Mailing Address

Phone number

(718) 916-1544

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Firm Stability Insights

Wills S. Henriquez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wills Schneider Henriquez's CRS (Customer Relationship Summary).

Certified licenses

Experience

NETWORK 1 FINANCIAL SECURITIES INC.

NEWPORT COAST SECURITIES, INC.

LEGEND SECURITIES, INC.

EMERALD INVESTMENTS, INC.

SUCCESS TRADE SECURITIES, INC.

LEMPERT BROTHERS INTERNATIONAL USA, INC.

ANDREW GARRETT INC.

QUICK & REILLY, INC.

THINKEQUITY LLC

CARNEGIE INVESTOR SERVICES INC.

MEYERS POLLOCK ROBBINS, INC.

BILTMORE SECURITIES, INC.

WINDSOR REYNOLDS SECURITIES, INC.

RICKEL & ASSOCIATES, INC.

MAIDSTONE FINANCIAL, INC.

WESTFIELD FINANCIAL CORPORATION

GKN SECURITIES CORP.

STRATTON OAKMONT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2022

Series 63

Date: 12/1/1993

SIE

Date: 5/2/2018

Series 7

Date: 11/15/1993

Current Firm

EZANA CAPITAL ADVISERS, LLC

Contact information

Documents

Red Flags

Company Information

EZANA CAPITAL ADVISERS, LLC

TRUST BUT VERIFY

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