Daniel F. Yasharel
Professional summary
Daniel Farid Yasharel, AIF®, CFP®, ChFC®, CLU®, who also goes by Daniel F Yasharel, Danny Yasharel, Farid Daniel Yasharel, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Los Angeles, California and OSAIC WEALTH, INC. located in Los Angeles, California.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Daniel has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Farid Yasharel's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel Farid Yasharel's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
July 8, 1997 - Present
NWF ADVISORY SERVICES INC
Office #1: 11835 W Olympic Blvd Suite 1155 E., Los Angeles, CA 90064July 8, 1997 - Present
OSAIC WEALTH, INC.
Office #1: 11835 W. Olympic Blvd. Suite 1155 E, Los Angeles, CA 90064October 18, 1994 - Present
OSAIC WEALTH, INC.
Office #1: 11835 W. Olympic Blvd. Suite 1155 E, Los Angeles, CA 90064November 28, 1994 - June 4, 2002
1717 CAPITAL MANAGEMENT COMPANY
November 23, 1988 - October 7, 1994
METROPOLITAN LIFE INSURANCE COMPANY
November 23, 1988 - October 7, 1994
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2008)
(12/12/2023)
(7/11/2024)
(10/18/1994)
(7/8/1997)
(1/25/2006)
(11/7/2003)
(1/25/2006)
(2/17/2016)
(1/25/2006)
(2/21/2008)
(8/21/2002)
(2/21/2008)
(1/25/2006)
(11/2/2000)
(1/17/1997)
(1/25/2006)
(9/26/2018)
(1/29/1997)
(5/11/1995)
(7/16/2024)
(8/20/2002)
(4/3/2025)
(2/26/2001)
(7/11/2024)
(4/8/2005)
(11/30/1999)
(10/28/2003)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
Senior PartnerCRD#: 23131Los Angeles, CA 90064TRUST BUT VERIFY
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