Primitivo A. Iglesias
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Primitivo Andrade Iglesias, who also goes by Paul Andrews, Paul Iglesias, Primo Iglesias, was a registered financial professional .
Primitivo is a previously registered financial professional and started their career in finance in 1988. Primitivo had worked at 7 firms and has passed the Series 63, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2008 - November 13, 2009
TERRANOVA CAPITAL EQUITIES, INC
January 1, 2005 - September 29, 2006
HSBC SECURITIES (USA) INC.
August 10, 2001 - January 1, 2005
HSBC BROKERAGE (USA) INC.
April 30, 1993 - March 9, 2001
CITICORP INVESTMENT SERVICES
July 13, 1992 - January 26, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 8, 1989 - July 28, 1992
J. W. GANT & ASSOCIATES, INC.
December 20, 1988 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TERRANOVA CAPITAL EQUITIES, INC
CRD#: 45097 / SEC#: , 8-50973
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
