Gary N. Antone

ANTONE ASSET MANAGEMENT,

Carlsbad, CA 92011-1028

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CRD#: 1871408

Professional summary

Gary Nicholas Antone, who also goes by Gary N Antone, is a registered financial advisor currently at ANTONE ASSET MANAGEMENT, INC located in Carlsbad, California.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Gary has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gary N Antone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GARY ANTONE INSURANCE SERVICES - OWNER INVESTMENT RELATED-701 PALOMAR AIRPORT RD #300 CARLSBAD CA 92011. SALE OF LIFE INSURANCE AND ANNUITIES. START OF BUSINESS 06/1988. 10-15 HOURS OF MONTH SPEND ON INSURANCE SERVICES. DUTIES INCLUDE SERVICING POLICIES AND RUNNING ILLUSTRATIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Nicholas Antone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2006 - Present

ANTONE ASSET MANAGEMENT, INC

Office #1: 701 Palomar Airport Road Ste 300, Carlsbad, CA 92011-1028

RIA

CRD#: 141468

Carlsbad, CA

Past

February 10, 1997 - January 5, 2007

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

VISTA, CA

Past

December 4, 1989 - December 31, 2006

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

CARLSBAD, CA

Past

June 18, 1989 - October 3, 1989

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

January 24, 1989 - June 18, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/8/2006)

IAR

Texas
(3/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/1989

General Securities Representative Examination

Current Firm

ANTONE ASSET MANAGEMENT, INC

CRD#: 141468 / SEC#:

California

Registered Investment Advisory firm - (11/8/2006 Approved)

Texas

Registered Investment Advisory firm - (3/14/2018 Conditional Restricted)

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Contact information

Main Address

701 Palomar Airport Road Ste 300, Carlsbad, CA 92011-1028

Mailing Address

Phone number

(760) 730-3079

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 17,374,323

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Gary N. Antone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Nicholas Antone's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANTONE ASSET MANAGEMENT, INC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

SUNAMERICA SECURITIES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/16/1998

Series 7

Date: 1/21/1989

Current Firm

ANTONE ASSET MANAGEMENT, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANTONE ASSET MANAGEMENT, INC

TRUST BUT VERIFY

Contact information

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