GA

Gary N. Antone

ANTONE ASSET MANAGEMENT
Carlsbad, CA 92011-1028
Some features on this profile are disabled
CRD#: 1871408
GA

Professional summary


Gary Nicholas Antone, who also goes by Gary N Antone, is a registered financial advisor currently at ANTONE ASSET MANAGEMENT, INC located in Carlsbad, California.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Gary has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Gary N Antone

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Gary Nicholas Antone's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 8, 2006 - Present

ANTONE ASSET MANAGEMENT, INC

Office #1: 701 Palomar Airport Road Ste 300, Carlsbad, CA 92011-1028
RIA
CRD#: 141468
Carlsbad, CA
Past

February 10, 1997 - January 5, 2007

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
VISTA, CA
Past

December 4, 1989 - December 31, 2006

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
CARLSBAD, CA
Past

June 18, 1989 - October 3, 1989

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

January 24, 1989 - June 18, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

BD
CRD#: 6518

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/8/2006)
IAR
Texas
(3/14/2018)

Exams


State Security Law Exam
General Industry/Product Exam

Current Firm


AA
ANTONE ASSET MANAGEMENT, INC
ANTONE ASSET MANAGEMENT, INC

CRD#: 141468 / SEC#:

California
Registered Investment Advisory firm - (11/8/2006 Approved)
Texas
Registered Investment Advisory firm - (3/14/2018 Conditional Restricted)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
701 Palomar Airport Road Ste 300, Carlsbad, CA 92011-1028
Mailing Address
Phone number
(760) 730-3079
Established
Firm type
Fiscal year end
# of Employees
1

Regulatory assets under management


Total Number of Accounts79
AUM (Assets Under Management)$ 17,374,323

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ANTONE ASSET MANAGEMENT, INC

CRD#: 141468Carlsbad, CA 92011-1028

TRUST BUT VERIFY

Monitor Gary Antone

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information


xxxxx@xxxx.xxx

Similar Advisors


Alice Ruiz
Alice RuizAdvisorCheck Check Mark
SCHWAB WEALTH ADVISORY, INC.
IAR
RR
San Diego, CA
Nilay Barefield
Nilay BarefieldAdvisorCheck Check Mark
CETERA INVESTMENT ADVISERS LLC
IAR
RR
San Diego, CA
Brennan William Fontana
Brennan FontanaAdvisorCheck Check Mark
LIDO
IAR
San Diego, CA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.