Craig A. Hawkins

HAWKINS CAPITAL ADVISORS

Los Angeles, CA

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CRD#: 1870550

Professional summary

Craig Alvin Hawkins, CFP® is a registered financial advisor currently at HAWKINS CAPITAL ADVISORS located in Los Angeles, California.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Craig has worked at 17 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2011-PRESENT: INVESTMENT ADVISOR CONSULTANT/ ETF SIGMA/NOT INVESTMENT RELATED/LOS ANGELES, CA/FINANCIAL SERVICES TECHNOLOGY START-UP FIRM/ACTIVITY INVOLVES LESS THAN FIVE PERCENT OF TIME EACH MONTH. 2007-PRESENT: INSURANCE AGENT/VARIOUS UNAFFILIATED CARRIERS/LOS ANGELES, CA/INSURANCE RELATED/ACTIVITY INVOLVES TEN PERCENT OF TIME EACH MONTH. ENTITY: HAWKINS CAPITAL ADVISORS. 8939 S SEPULVEDA BLVD, #206 LOS ANGELES, CA 90043. NATURE: FINANCIAL PLANNING SERVICES; POSITION: OWNER/FINANCIAL PLANNER; START DATE: 07/2012.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Alvin Hawkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

June 22, 2012 - Present

HAWKINS CAPITAL ADVISORS

RIA

CRD#: 164534

Los Angeles, CA

Past

December 4, 2012 - April 8, 2013

GRADIENT SECURITIES, LLC

CRD#: 127701

LOS ANGELES, CA

Past

October 2, 2009 - December 31, 2010

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

CULVER CITY, CA

Past

June 6, 2008 - September 14, 2009

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

GARDENA, CA

Past

June 5, 2008 - September 14, 2009

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

GARDENA, CA

Past

November 26, 2007 - May 15, 2008

EDWARD JONES

RIA

CRD#: 250

LOS ANGELES, CA

Past

October 1, 2007 - May 15, 2008

EDWARD JONES

CRD#: 250

LOS ANGELES, CA

Past

December 19, 2003 - November 30, 2006

CITY NATIONAL SECURITIES, INC.

CRD#: 103705

LOS ANGELES, CA

Past

January 5, 1998 - March 2, 2000

GUARANTY BROKERAGE SERVICES, INC.

CRD#: 23302

ST. CLOUD, MN

Past

April 9, 1997 - December 31, 1997

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

February 28, 1996 - March 10, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

February 28, 1996 - March 10, 1997

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

December 4, 1995 - January 25, 1996

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

January 29, 1993 - February 9, 1994

ALAMO CAPITAL

CRD#: 26193

WALNUT CREEK, CA

Past

September 23, 1991 - March 26, 1992

BROWNCO, LLC

CRD#: 1326

BOSTON, MA

Past

October 23, 1989 - December 21, 1989

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Past

May 2, 1989 - May 15, 1990

WAINWRIGHT SECURITIES, LTD.

CRD#: 22529

Past

March 14, 1989 - April 19, 1989

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

February 14, 1989 - March 20, 1990

POWER SECURITIES CORPORATION

CRD#: 15527

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/22/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/12/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/11/1989

General Securities Representative Examination

Current Firm

HAWKINS CAPITAL ADVISORS

HAWKINS CAPITAL ADVISORS | HAWKINS, CRAIG ALVIN

CRD#: 164534 / SEC#:

California

Registered Investment Advisory firm - (6/22/2012 Approved)

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Contact information

Main Address

Los Angeles, CA

Mailing Address

Phone number

(323) 389-7171

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	37
AUM (Assets Under Management)	$ 4,128,159

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Craig A. Hawkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Alvin Hawkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT SECURITIES, LLC

FARMERS FINANCIAL SOLUTIONS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

EDWARD JONES

EDWARD JONES

CITY NATIONAL SECURITIES, INC.

GUARANTY BROKERAGE SERVICES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

QUEST CAPITAL STRATEGIES, INC.

ALAMO CAPITAL

BROWNCO, LLC

J. W. GANT & ASSOCIATES, INC.

WAINWRIGHT SECURITIES, LTD.

CHATFIELD DEAN & CO., INC.

POWER SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 5/12/1989

Series 7

Date: 2/11/1989

Current Firm

HAWKINS CAPITAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HAWKINS CAPITAL ADVISORS

TRUST BUT VERIFY

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