Jeffrey Lucchesi
Professional summary
Jeffrey Lucchesi is a registered financial professional currently at TJM INVESTMENTS, LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 7 firms and has passed the Series 63, SIE, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Lucchesi's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2019 - Present
TJM INVESTMENTS, LLC
Office #1: Nyse Trading Floor 11 Wall Street, New York, NY 10005May 2, 2007 - August 6, 2007
LEK SECURITIES CORPORATION
November 28, 2006 - April 1, 2019
KFM SECURITIES, INC.
November 2, 2006 - November 13, 2006
LEK SECURITIES CORPORATION
January 7, 2002 - November 29, 2006
JAMIE E. FRIEDMAN, INC.
June 25, 2001 - January 8, 2002
AUBREY N. SEEMAN & CO., INC.
June 22, 2001 - January 3, 2002
JBS SECURITIES CORP.
January 26, 2001 - April 26, 2001
JBS SECURITIES CORP.
October 1, 2000 - February 22, 2001
KEVIN G. BOYLE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 10/17/2000
NYSE Trading Assistant ExaminationCboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
New York Stock Exchange
Current Firm
TJM INVESTMENTS, LLC
CRD#: 46300 / SEC#: , 8-51370
Contact information
FINRA licenses (34 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TJM HOLDINGS, LLC | HOLDING COMPANY | |
| BEITLER, STEVE ALLEN | CHIEF EXECUTIVE OFFICER | 1893827 |
| BURKE, JOHN TERRENCE | CHIEF OPERATING OFFICER | 2116593 |
| DANG, STACY BINH | CHIEF COMPLIANCE OFFICER | 3143275 |
| MURPHY, THOMAS JAMES | CO-MANAGER | 857354 |
| RISINGER, COLLEEN SULLIVAN | FINOP CFO | 2812053 |
| SKWERES, DENISE PAREJKO | FINOP CFO | 5332253 |
| WARD, BARRY DANIEL | MANAGING DIRECTOR | 1584523 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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