Jeffrey Lucchesi

TJM INVESTMENTS

New York, NY 10005

Some features on this profile are disabled

CRD#: 1869941

Professional summary

Jeffrey Lucchesi is a registered financial professional currently at TJM INVESTMENTS, LLC located in New York, New York.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 7 firms and has passed the Series 63, SIE, Series 25 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Lucchesi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2019 - Present

TJM INVESTMENTS, LLC

Office #1: Nyse Trading Floor 11 Wall Street, New York, NY 10005

CRD#: 46300

New York, NY

Past

May 2, 2007 - August 6, 2007

LEK SECURITIES CORPORATION

CRD#: 33135

NEW CITY, NY

Past

November 28, 2006 - April 1, 2019

KFM SECURITIES, INC.

CRD#: 142186

NEW YORK, NY

Past

November 2, 2006 - November 13, 2006

LEK SECURITIES CORPORATION

CRD#: 33135

NEW CITY, NY

Past

January 7, 2002 - November 29, 2006

JAMIE E. FRIEDMAN, INC.

CRD#: 45534

NEW YORK, NY

Past

June 25, 2001 - January 8, 2002

AUBREY N. SEEMAN & CO., INC.

CRD#: 23191

TENAFLY, NJ

Past

June 22, 2001 - January 3, 2002

JBS SECURITIES CORP.

CRD#: 37458

NEW YORK, NY

Past

January 26, 2001 - April 26, 2001

JBS SECURITIES CORP.

CRD#: 37458

NEW YORK, NY

Past

October 1, 2000 - February 22, 2001

KEVIN G. BOYLE SECURITIES, INC.

CRD#: 40190

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/12/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 25

Date: 10/17/2000

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 7

Date: 10/1/2000

General Securities Representative Examination

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

New York Stock Exchange

Current Firm

TJM INVESTMENTS, LLC

MND PARTNERS | TJM SECURITIES, LLC | TJM INVESTMENTS, LLC

CRD#: 46300 / SEC#: , 8-51370

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

318 W. Adams Street Suite 900, Chicago, IL 60606

Mailing Address

318 W. Adams Street 9th Floor, Chicago, IL 60606

Phone number

(312) 432-5100

Established

Illinois since 10/13/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TJM HOLDINGS, LLC	HOLDING COMPANY
BEITLER, STEVE ALLEN	CHIEF EXECUTIVE OFFICER	1893827
BURKE, JOHN TERRENCE	CHIEF OPERATING OFFICER	2116593
DANG, STACY BINH	CHIEF COMPLIANCE OFFICER	3143275
MURPHY, THOMAS JAMES	CO-MANAGER	857354
RISINGER, COLLEEN SULLIVAN	FINOP CFO	2812053
SKWERES, DENISE PAREJKO	FINOP CFO	5332253

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey Lucchesi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Lucchesi's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEK SECURITIES CORPORATION

KFM SECURITIES, INC.

LEK SECURITIES CORPORATION

JAMIE E. FRIEDMAN, INC.

AUBREY N. SEEMAN & CO., INC.

JBS SECURITIES CORP.

JBS SECURITIES CORP.

KEVIN G. BOYLE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/12/2006

SIE

Date: 10/1/2018

Series 25

Date: 10/17/2000

Series 7

Date: 10/1/2000

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE American LLC

NYSE Arca, Inc.

Nasdaq ISE, LLC

New York Stock Exchange

Current Firm

TJM INVESTMENTS, LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TJM INVESTMENTS, LLC

TRUST BUT VERIFY

Similar Advisors