Kim M. Martin

APOLLON WEALTH MANAGEMENT

WOODSTOCK, GA

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CRD#: 1869455

Professional summary

Kim Marie Martin, who also goes by Kim Marie Houghton, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Woodstock, Georgia and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.

Kim is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Kim has worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kim Marie Houghton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Apollon Wealth Management, investment related, RIA, Mount Pleasant, SC 29464, no title, 8/1/2020, 160 hours per month, 160 hours during trading hours, Wealth Management wealth service. 2) Adi Dassler International Family Office, dba for Apollon Wealth Management LLC, RIA, Sarasota, FL 34236, Chief Administrative Office, 8/1/2020. 160 hours per month, 160 hours during trading hours, Wealth Management wealth service.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kim Marie Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2020 - Present

APOLLON WEALTH MANAGEMENT, LLC

RIA

CRD#: 291902

WOODSTOCK, GA

Current

December 6, 2020 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave Suite 301, Wayne, PA 19087

CRD#: 40002

Wayne, PA

Current

November 4, 2025 - Present

CABOT LODGE SECURITIES LLC

Office #1: 1990 Main Street Suite 750, Sarasota, FL 34236

CRD#: 159712

Sarasota, FL

Past

September 6, 2016 - August 3, 2020

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Atlanta, GA

Past

September 6, 2016 - August 3, 2020

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Atlanta, GA

Past

June 17, 2013 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

ATLANTA, GA

Past

June 7, 2013 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

ATLANTA, GA

Past

August 16, 2012 - June 10, 2013

APRIO WEALTH MANAGEMENT, LLC

RIA

CRD#: 127333

ATLANTA, GA

Past

March 30, 2012 - June 17, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ATLANTA, GA

Past

October 15, 2010 - April 3, 2012

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

March 25, 2009 - October 13, 2010

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

ATLANTA, GA

Past

March 20, 2009 - October 13, 2010

OPPENHEIMER & CO. INC.

CRD#: 249

ATLANTA, GA

Past

September 6, 2007 - March 18, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

ATLANTA, GA

Past

August 31, 2007 - March 18, 2009

STANFORD GROUP COMPANY

CRD#: 39285

ATLANTA, GA

Past

June 30, 2005 - September 5, 2007

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

June 30, 2005 - September 5, 2007

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

March 24, 2003 - June 30, 2005

TRUIST SECURITIES, INC.

RIA

CRD#: 6271

ATLANTA, GA

Past

February 14, 2003 - June 30, 2005

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

Past

October 7, 1998 - February 20, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 18, 1995 - October 13, 1998

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/7/2020)

California
(12/6/2020)

Florida
(12/6/2020)

IAR

Georgia
(8/21/2020)

Georgia
(12/6/2020)

South Carolina
(2/8/2024)

Virginia
(12/6/2020)

Washington
(12/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/13/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 8

Date: 8/26/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

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Contact information

Main Address

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 579-0018

Established

Firm type

Fiscal year end

# of Employees

179

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APOLLON WEALTH MANAGEMENT, LLC - PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	20,798
AUM (Assets Under Management)	$ 7,720,756,861

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kim M. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kim Marie Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. ALDEN ASSOCIATES, INC.

CABOT LODGE SECURITIES LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

APRIO WEALTH MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

FSC SECURITIES CORPORATION

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST SECURITIES, INC.

TRUIST SECURITIES, INC.

MORGAN STANLEY DW INC.

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

APOLLON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/13/1995

SIE

Date: 10/1/2018

Series 7

Date: 4/17/1995

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 8

Date: 8/26/1998

FINRA

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APOLLON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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