AA
Anthony W. Albertino
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
OAK BROOK, IL 60523
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CRD#: 1869284
AA
Professional summary
Anthony William Albertino, who also goes by Tony Albertino, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Oak Brook, Illinois and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Oak Brook, Illinois.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Anthony has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tony Albertino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HANSON MCCLAIN RETIREMENT NETWORK 3620 FAIR OAKS, STE 300 SACRAMENTO, CA 95864. BEGAN 9/1/2011 AS FINANCIAL ADVISOR WORKING WITH HANSON MCCLAIN TO MARKET THE COMPANY EMPLOYEES SUCH AT&T. WILL BE ASSISTING EMPLOYEES OF THESE COMPANIES WITH INVESTMENT SERVICES. INVESTMENT RELATED. DEVOTES 80 HRS/MNTH. 4 HRS DURING TRADING. 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 09/18/2012 4) DBA:ALBERTINO FINANCIAL, 1100 JORIE BLVD, STE. 359, OAK BROOK, IL 60523. BEGAN 12/2008 AS OWNER OF INSURANCE BUSINESS. DEVOTES 5 HR/MO- 1 HR/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony William Albertino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1100 Jorie Rd Ste 359, Oak Brook, IL 60523RIA
CRD#: 134139
OAK BROOK, IL
Current
August 17, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1100 Jorie Rd Ste 359, Oak Brook, IL 60523BD
CRD#: 39543
Oak Brook, IL
Past
December 2, 2008 - August 17, 2011
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
OAK BROOK, IL
Past
December 2, 2008 - August 17, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
OAK BROOK, IL
Past
January 2, 2008 - December 1, 2008
AW SECURITIES
BD
CRD#: 103747
OAK BROOK, IL
Past
August 8, 2006 - December 1, 2008
ALLWORTH FINANCIAL, L.P.
RIA
CRD#: 111167
SACRAMENTO, CA
Past
June 19, 2006 - December 31, 2007
SECURITIES AMERICA, INC.
BD
CRD#: 10205
OAK BROOK, IL
Past
December 14, 2005 - April 27, 2006
BMO HARRIS FINANCIAL ADVISORS, INC.
RIA
CRD#: 137115
AURORA, IL
Past
December 14, 2005 - April 27, 2006
BMO HARRIS FINANCIAL ADVISORS, INC.
BD
CRD#: 137115
AURORA, IL
Past
March 22, 2005 - December 31, 2005
HARRISDIRECT LLC
RIA
CRD#: 42159
AURORA, IL
Past
March 22, 2005 - December 31, 2005
HARRISDIRECT LLC
BD
CRD#: 42159
JERSEY CITY, NJ
Past
September 9, 2002 - April 1, 2005
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
NAPERVILLE, IL
Past
August 9, 2002 - April 1, 2005
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/17/2011)
RR
California(2/24/2014)
RR
Connecticut(8/17/2011)
RR
Florida(8/17/2011)
RR
Georgia(6/12/2015)
RR
Illinois(8/17/2011)
IAR
Illinois(8/17/2011)
RR
Indiana(8/17/2011)
RR
Kansas(8/17/2011)
RR
Massachusetts(10/5/2016)
RR
Michigan(3/10/2014)
RR
Mississippi(8/17/2011)
RR
Missouri(1/4/2016)
RR
Nevada(8/17/2011)
RR
Ohio(3/10/2025)
RR
South Carolina(2/24/2014)
RR
Tennessee(1/3/2013)
RR
Texas(8/17/2011)
IAR
Texas(8/17/2011)
RR
Virginia(2/22/2022)
RR
Wisconsin(8/17/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
