Marc E. Rueffer
Professional summary
Marc Eric Rueffer is a registered financial professional currently at CFD INVESTMENTS, INC. located in Carmel, Indiana.
Marc is registered as a RR (Registered Representative) and started their career in finance in 1988. Marc has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Eric Rueffer's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2023 - Present
CFD INVESTMENTS, INC.
Office #1: 10411 N. College Ave. Suite 1, Carmel, IN 46280January 5, 2015 - December 31, 2022
THE O.N. EQUITY SALES COMPANY
July 29, 1996 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
July 29, 1996 - November 17, 2014
ONEAMERICA SECURITIES, INC.
December 22, 1988 - July 23, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 22, 1988 - July 23, 1996
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(1/3/2023)
(2/23/2023)
(1/3/2023)
(6/27/2025)
(5/22/2024)
(1/3/2023)
(1/3/2023)
(4/8/2025)
(1/3/2025)
(2/11/2025)
Exams
FINRA
Current Firm
CFD INVESTMENTS, INC.
CRD#: 25427 / SEC#: , 8-41727
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRAUN, BRIGIT R | OWNER | 6585909 |
| OWENS, BRENT ANTHONY | PRESIDENT/DIRECTOR | 2261719 |
| ROCKEY, BROOKE LEIGH | OWNER | 4817176 |
| THE OWENS FAMILY TRUST DATED 8/1/2017 | OWNER | |
| BAHRENBURG, MATTHEW O | CHIEF COMPLIANCE OFFICER | 5295661 |
| HALE, DANIEL KRIS | OWNER, VICE PRESIDENT, DIRECTOR | 2649813 |
| OWENS, MICKEY LEE | DIRECTOR, TRUSTEE OF THE OWENS FAMILY TRUST DATED 8/1/2017 | 1437001 |
| ROCKEY, CHRISTOPHER M | OWNER | 5504531 |
| ROOZE, KREGG JERROD | DIRECTOR, SECRETARY, TREASURER | 3174063 |
Disclosures
| Regulatory Event | 8 |
| Bond | 1 |
Red Flags
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