Joseph A. Destephan

FHN FINANCIAL SECURITIES

Fort Lauderdale, FL 33301

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CRD#: 1868148

Professional summary

Joseph Allen Destephan, who also goes by Joseph Allen Destephen, is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in Fort Lauderdale, Florida.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1992. Joseph has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joseph Allen Destephen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Allen Destephan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 23, 2012 - Present

FHN FINANCIAL SECURITIES CORP.

Office #1: The Main 201 E Las Olas Boulevard Suite 1120, Fort Lauderdale, FL 33301

CRD#: 46346

Fort Lauderdale, FL

Past

May 14, 2009 - August 7, 2012

BARCLAYS CAPITAL INC.

RIA

CRD#: 19714

MIAMI, FL

Past

July 15, 2004 - August 7, 2012

BARCLAYS CAPITAL INC.

CRD#: 19714

MIAMI, FL

Past

September 15, 2003 - July 6, 2004

LEHMAN BROTHERS INC.

RIA

CRD#: 7506

PALM BEACH, FL

Past

November 19, 1997 - July 6, 2004

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 19, 1994 - November 18, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

September 3, 1992 - June 8, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(10/23/2012)

Florida
(10/23/2012)

Louisiana
(10/23/2012)

New Jersey
(8/6/2020)

New York
(10/23/2012)

North Carolina
(2/15/2017)

Puerto Rico
(10/24/2012)

Texas
(10/23/2012)

Exams

State Security Law Exam

IAR

Series 65

Date: 6/20/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 7/22/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/15/1995

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/17/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FHN FINANCIAL SECURITIES CORP.

FHN FINANCIAL SECURITIES CORP. | MIDWEST RESEARCH FIRST TENNESSEE SECURITIES CORP. | FTN FINANCIAL SECURITIES CORP | FIRST TENNESSEE SECURITIES CORPORATION | FIRST TENNESSEE SECURITIES CORP.

CRD#: 46346 / SEC#: , 8-51393

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

Mailing Address

1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

Phone number

(901) 435-8080

Established

Tennessee since 10/30/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIRST HORIZON BANK	SHAREHOLDER
BUCK, WILLIAM JAMES II	PRINCIPAL OPERATING OFFICER	3129662
DABROWSKI, MARK GERARD	CHIEF COMPLIANCE OFFICER	2065647
GRIFFIN, MARK DANIEL	SVP, RISK CONTROL MANAGER	7462222
JACKSON, JEFF BRIAN	SVP/ TRADING MANAGER	2777631
RITCHESON, DONALD ALLEN	PRINCIPAL FINANCIAL OFFICER / CFO	2360009
ROMANOW, TIMOTHY MARK	PRESIDENT/CEO	2533445
WADDELL, MICHAEL KNOX	EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY	5657529

Disclosures

Regulatory Event	7
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph A. Destephan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Allen Destephan's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARCLAYS CAPITAL INC.

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

LEHMAN BROTHERS INC.

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/20/1997

Series 63

Date: 3/29/1993

Series 52TO

Date: 7/22/2025

SIE

Date: 10/1/2018

Series 3

Date: 6/15/1995

Series 7

Date: 6/17/1992

FINRA

Current Firm

FHN FINANCIAL SECURITIES CORP.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FHN FINANCIAL SECURITIES CORP.

TRUST BUT VERIFY

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