Michael T. Washburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Todd Washburn was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 99, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2015 - September 25, 2017
MLV & CO. LLC
September 17, 2012 - September 25, 2017
B. RILEY SECURITIES, INC.
August 2, 2002 - February 12, 2003
NETGAIN TRADING, LLC
May 15, 2001 - January 29, 2002
HEARTLAND SECURITIES CORP.
July 5, 2000 - July 14, 2000
BROADWAY TRADING, LLC
October 14, 1998 - February 17, 2000
INVESTACORP, INC.
January 11, 1990 - June 4, 1990
BLINDER, ROBINSON & CO., INC.
December 8, 1988 - January 29, 1990
J F LOWE & COMPANY INCORPORATED
October 17, 1988 - December 12, 1988
GREENTREE SECURITIES CORP.
September 20, 1988 - November 5, 1988
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/29/1999
Limited Representative-Equity Trader ExamCurrent Firm
MLV & CO. LLC
CRD#: 150959 / SEC#: , 8-68331
Contact information
Documents
Red Flags
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