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ED

Edouard H. Dejoux

CF GLOBAL TRADING
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 1867482
ED

Professional summary

Edouard Henri Grace Dejoux, who also goes by Edouard Henri Grace Dejoua, is a registered financial professional currently at CF GLOBAL TRADING, LLC located in New York, New York and STATE STREET GLOBAL MARKETS, LLC located in New York, New York.

Edouard is registered as a RR (Registered Representative) and started their career in finance in 1995. Edouard has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Edouard Henri Grace Dejoua

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edouard Henri Grace Dejoux's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 14, 2008 - Present

CF GLOBAL TRADING, LLC

Office #1: 601 Lexington Avenue Floor 29, New York, NY 10022
BD
CRD#: 104245
NEW YORK, NY
Current

May 28, 2025 - Present

STATE STREET GLOBAL MARKETS, LLC

Office #1: 601 Lexington Ave, New York, NY 10022
BD
CRD#: 285852
NEW YORK, NY
Past

June 14, 2006 - January 25, 2008

E*TRADE SECURITIES LLC

BD
CRD#: 29106
NEW YORK, NY
Past

February 28, 2005 - January 25, 2008

G1 EXECUTION SERVICES, LLC

BD
CRD#: 111528
NEW YORK, NY
Past

October 10, 2002 - March 8, 2005

E*TRADE SECURITIES LLC

BD
CRD#: 29106
JERSEY CITY, NJ
Past

September 1, 1995 - September 29, 2005

E*TRADE CLEARING LLC

BD
CRD#: 25025
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/28/2025)
RR
Connecticut
(5/28/2025)
RR
Delaware
(5/28/2025)
RR
Florida
(5/28/2025)
RR
Illinois
(5/28/2025)
RR
Louisiana
(5/28/2025)
RR
Massachusetts
(6/17/2025)
RR
New Jersey
(5/28/2025)
RR
New York
(1/14/2008)
RR
North Carolina
(6/17/2025)
RR
Oregon
(6/17/2025)
RR
Pennsylvania
(5/29/2025)
RR
Texas
(5/28/2025)
RR
Virginia
(6/17/2025)
RR
Washington
(5/28/2025)
RR
Wisconsin
(5/28/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/27/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/7/1998
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 5/11/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/21/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

SS
STATE STREET GLOBAL MARKETS, LLC
STATE STREET GLOBAL MARKETS, LLC | STATE STREET NEWCO, LLC

CRD#: 285852 / SEC#: , 8-69862

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Congress Street, Suite 1, Boston, MA 02114-2016
Mailing Address
One Congress Street, Suite 1, Boston, MA 02114-2016
Phone number
(617) 664-3619
Established
Delaware since 10/07/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
STATE STREET CORPORATIONPARENT COMPANY
BAMBINO, JOHN JOSEPHCHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER4237874
CHARLAND, JOSEPH LEONARDDIRECTOR5183891
FISCHER, MARTIN ROBERTCHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER1692872
FORTUNA, GREGORY PAULDIRECTOR3168105
MAXHAM, DAVID GOULDDIRECTOR6372664
MCKEON, ROBERT ADIRECTOR7638847
MORGAN, DANIEL ROBERTCHIEF EXECUTIVE OFFICER2743457
SIGLAIN, TARYN ANNDIRECTOR5163466
SOR, LYDIRECTOR7996223
TRABUCCO, MARK RUSSELLCHIEF COMPLIANCE OFFICER4856280

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STATE STREET GLOBAL MARKETS, LLC

CRD#: 285852New York, NY 10022

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