Kelli M. Frostad
Professional summary
Kelli M. Frostad, who also goes by Kelli Marie Frostad, Frostad, Kelli Frostad Toledo, is a registered financial professional currently at FORGE SECURITIES LLC located in San Francisco, California.
Kelli is registered as a RR (Registered Representative) and started their career in finance in 1995. Kelli has worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelli M. Frostad's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2021 - Present
FORGE SECURITIES LLC
Office #1: 4 Embarcadero Center Suite 1500, San Francisco, CA 94111November 18, 2020 - August 20, 2021
FORGE MARKETS LLC
September 19, 2013 - December 10, 2019
SVB INVESTMENT SERVICES INC.
June 26, 2012 - August 6, 2013
HUTCHINSON CAPITAL MANAGEMENT
February 3, 2010 - December 31, 2011
HUTCHINSON CAPITAL MANAGEMENT
January 5, 2005 - May 7, 2008
THINKEQUITY LLC
August 19, 2003 - January 8, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 10, 1998 - August 20, 2003
BANC OF AMERICA SECURITIES LLC
June 21, 1996 - October 29, 1998
FIRST FUND DISTRIBUTORS, INC.
January 10, 1995 - April 17, 1995
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2022)
Exams
FINRA
Current Firm
FORGE SECURITIES LLC
CRD#: 134596 / SEC#: , 8-66846
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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