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George D'avanzo

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CRD#: 1866674
GD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George D'avanzo, who also goes by George Davanzo, Davanzo, was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1992. George had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


George Davanzo | Davanzo

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 2, 2009 - June 1, 2015

WYNSTON HILL CAPITAL, LLC

BD
CRD#: 103811
NEW YORK, NY
Past

October 21, 2005 - August 21, 2008

ARJENT LTD.

BD
CRD#: 35909
NEW YORK, NY
Past

December 1, 2004 - December 18, 2008

MCBARRON CAPITAL LLC

BD
CRD#: 131431
NEW YORK, NY
Past

August 31, 1998 - April 1, 2004

S.W. BACH & COMPANY

BD
CRD#: 43522
PORT WASHINGTON, NY
Past

July 19, 1995 - March 13, 1998

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
NEW YORK, NY
Past

August 26, 1992 - July 24, 1993

GENERATION INVESTORS, LTD.

BD
CRD#: 16448
Past

February 7, 1992 - August 10, 1992

STRATTON OAKMONT INC.

BD
CRD#: 18692
LAKE SUCCESS, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/14/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/26/1995
General Securities Principal Examination

Current Firm


WH
WYNSTON HILL CAPITAL, LLC
ELEPHANTX ONLINE SECURITIES, LLC | XTF CAPITAL LLC | WYNSTON HILL CAPITAL, LLC

CRD#: 103811 / SEC#: , 8-52299

BD
Approved by SEC on 07/14/2000
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 12/29/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BAI HOLDINGSMEMBER
RIORDAN, DENNIS VINCENTPRESIDENT2412563
ALT 5 SIGMA INCOWNER
CALAMUNCI, ROBERT JOSEPH SRCEO, FINOP, OPTIONS PRINCIPAL1618899
STOUBER, RANDYCCO1104531

Disclosures


Regulatory Event6
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WYNSTON HILL CAPITAL, LLC

CRD#: 103811

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