John J. Bruggemann
Professional summary
John James Bruggemann, CFP®, who also goes by John J Bruggemann, John James Bruggemann Jr, is a registered financial advisor currently at ADVISORS CAPITAL MANAGEMENT, LLC located in Ridgewood, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 25, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John James Bruggemann's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2015 - Present
ADVISORS CAPITAL MANAGEMENT, LLC
Office #1: 10 Wilsey Square Suite 200, Ridgewood, NJ 07450October 30, 2014 - February 17, 2015
UNITED CAPITAL FINANCIAL ADVISORS
October 29, 2014 - February 10, 2015
GIRARD SECURITIES, INC.
January 28, 2013 - October 30, 2014
EQUITABLE ADVISORS, LLC
April 12, 2012 - October 30, 2014
EQUITABLE ADVISORS, LLC
February 13, 2012 - April 3, 2012
EMPIRE ASSET MANAGEMENT COMPANY
January 26, 2011 - February 17, 2012
KERN, SUSLOW SECURITIES, INC.
November 17, 2009 - August 27, 2010
NOBLE CAPITAL MARKETS, INC.
May 12, 2008 - June 18, 2009
JESUP & LAMONT SECURITIES CORP
January 17, 2006 - April 29, 2008
GLEACHER & COMPANY SECURITIES, INC.
May 13, 2002 - October 6, 2005
FARINA & ASSOCIATES, INC.
March 14, 2001 - February 4, 2002
PRUDENTIAL EQUITY GROUP, LLC
September 14, 1996 - February 22, 2001
JPMSI
December 8, 1994 - March 7, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 27, 1993 - November 29, 1994
LEHMAN BROTHERS INC.
October 11, 1988 - February 27, 1992
SALOMON BROTHERS INC.
Primary Firm SEC Registration
ADVISORS CAPITAL MANAGEMENT, LLC
CRD#: 112266 / SEC#: 801-62058
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/29/2015)
Exams
Series 25
Date: 9/3/2002
NYSE Trading Assistant ExaminationSeries 55
Date: 1/27/2000
Limited Representative-Equity Trader ExamCurrent Firm
ADVISORS CAPITAL MANAGEMENT, LLC
CRD#: 112266 / SEC#: 801-62058
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,670 |
| AUM (Assets Under Management) | $ 9,470,063,452 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
