Stephen D. Godfrey

FINANCIAL PLANNING PARTNERS

LEAWOOD, KS 66209

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CRD#: 1866559

Professional summary

Stephen Dewey Godfrey III, who also goes by Stephen Dewey Godfrey, is a registered financial advisor currently at FINANCIAL PLANNING PARTNERS located in Leawood, Kansas.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Stephen has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Dewey Godfrey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Dewey Godfrey III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2007 - Present

FINANCIAL PLANNING PARTNERS

Office #1: 13401 Mission Rd, Leawood, KS 66209

RIA

CRD#: 131832

LEAWOOD, KS

Past

March 15, 1999 - April 5, 2005

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

OVERLAND PARK, KS

Past

March 9, 1999 - April 5, 2005

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

August 23, 1988 - January 3, 1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

August 23, 1988 - March 9, 1999

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

August 23, 1988 - March 9, 1999

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(2/28/2007)

IAR

Missouri
(5/29/2008)

IAR

Texas
(10/3/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/30/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

Current Firm

FINANCIAL PLANNING PARTNERS

FINANCIAL PLANNING PARTNERS | GODFREY INVESTMENTS, INC.

CRD#: 131832 / SEC#: 801-63212

RIA

Registered Investment Advisory firm - (2/11/2008 Terminated)

Kansas

Registered Investment Advisory firm - (9/18/2007 Approved)

Missouri

Registered Investment Advisory firm - (10/10/2007 Approved)

Texas

Registered Investment Advisory firm - (10/3/2018 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

13401 Mission Rd Suite 203a, Leawood, KS 66209

Mailing Address

Phone number

(913) 912-1185

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 54,416,126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephen D. Godfrey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Dewey Godfrey III's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL PLANNING PARTNERS

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

LINCOLN NATIONAL PENSION INSURANCE COMPANY

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/1999

Series 63

Date: 8/30/1988

Series 7

Date: 8/20/1988

Current Firm

FINANCIAL PLANNING PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL PLANNING PARTNERS

TRUST BUT VERIFY

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