David A. Maisel
Professional summary
David Allen Maisel is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Portland, Oregon.
David is registered as a RR (Registered Representative) and started their career in finance in 1988. David has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Allen Maisel's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2024 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 10220 Sw Greenburg Rd Suite 380, Portland, OR 97223June 28, 2018 - November 18, 2024
M HOLDINGS SECURITIES, INC.
March 2, 2018 - November 18, 2024
M HOLDINGS SECURITIES, INC.
March 10, 2017 - December 20, 2017
LION STREET FINANCIAL, LLC
May 11, 2004 - September 28, 2016
J.W. MILLEGAN, INC.
November 2, 2000 - June 7, 2002
VIEWPOINT SECURITIES, LLC
September 15, 1989 - July 18, 2000
PAULSON INVESTMENT COMPANY LLC
August 25, 1988 - September 20, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2024)
Exams
Series 52TO
Date: 9/15/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/11/2001
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
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