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JC

Jacqueline M. Carr

ABERDEEN FUND DISTRIBUTORS
New York, NY 10022
Some features on this profile are disabled
CRD#: 1865432
JC

Professional summary

Jacqueline Marie Carr is a registered financial professional currently at ABERDEEN FUND DISTRIBUTORS, LLC located in New York, New York.

Jacqueline is registered as a RR (Registered Representative) and started their career in finance in 1993. Jacqueline has worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jacqueline Marie Carr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 22, 2021 - Present

ABERDEEN FUND DISTRIBUTORS, LLC

Office #1: 875 Third Ave 4th Floor, New York, NY 10022
BD
CRD#: 146230
New York, NY
Past

March 4, 2020 - December 6, 2021

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
NEW YORK, NY
Past

April 5, 2013 - February 4, 2019

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
NEW YORK, NY
Past

May 6, 2008 - March 4, 2013

PINEBRIDGE SECURITIES LLC

BD
CRD#: 5967
NEW YORK, NY
Past

April 5, 2006 - April 15, 2008

COMMONFUND SECURITIES, INC.

BD
CRD#: 43541
WILTON, CT
Past

May 26, 1993 - March 29, 2006

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/22/2021)
RR
Alaska
(12/22/2021)
RR
Arizona
(12/22/2021)
RR
Arkansas
(12/22/2021)
RR
California
(12/22/2021)
RR
Colorado
(12/22/2021)
RR
Connecticut
(12/22/2021)
RR
Delaware
(12/22/2021)
RR
District of Columbia
(12/22/2021)
RR
Florida
(12/22/2021)
RR
Georgia
(12/22/2021)
RR
Hawaii
(12/22/2021)
RR
Idaho
(12/22/2021)
RR
Illinois
(12/22/2021)
RR
Indiana
(12/22/2021)
RR
Iowa
(12/22/2021)
RR
Kansas
(12/22/2021)
RR
Kentucky
(12/22/2021)
RR
Louisiana
(12/22/2021)
RR
Maine
(12/22/2021)
RR
Maryland
(12/22/2021)
RR
Massachusetts
(12/22/2021)
RR
Michigan
(12/22/2021)
RR
Minnesota
(12/22/2021)
RR
Mississippi
(12/22/2021)
RR
Missouri
(12/22/2021)
RR
Montana
(12/22/2021)
RR
Nebraska
(12/22/2021)
RR
Nevada
(12/22/2021)
RR
New Hampshire
(12/22/2021)
RR
New Jersey
(12/22/2021)
RR
New Mexico
(12/22/2021)
RR
New York
(12/22/2021)
RR
North Carolina
(12/22/2021)
RR
North Dakota
(12/22/2021)
RR
Ohio
(12/22/2021)
RR
Oklahoma
(12/22/2021)
RR
Oregon
(12/22/2021)
RR
Pennsylvania
(12/22/2021)
RR
Puerto Rico
(12/22/2021)
RR
Rhode Island
(12/22/2021)
RR
South Carolina
(12/22/2021)
RR
South Dakota
(12/22/2021)
RR
Tennessee
(12/22/2021)
RR
Texas
(12/22/2021)
RR
Utah
(12/22/2021)
RR
Vermont
(12/22/2021)
RR
Virgin Islands
(12/22/2021)
RR
Virginia
(12/22/2021)
RR
Washington
(12/22/2021)
RR
West Virginia
(12/22/2021)
RR
Wisconsin
(12/22/2021)
RR
Wyoming
(12/22/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 8/10/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 8/9/2013
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 5/13/1993
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ABERDEEN FUND DISTRIBUTORS, LLC
ABERDEEN FUND DISTRIBUTORS, LLC

CRD#: 146230 / SEC#: , 8-67799

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1900 Market Street Suite 200, Philadelphia, PA 19103
Mailing Address
1900 Market Street Suite 200, Philadelphia, PA 19103
Phone number
(215) 405-5700
Established
Delaware since 10/31/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ABRDN, INC.SOLE MEMBER
DUNN, STEVEN BOYDCHIEF EXECUTIVE OFFICER2203356
HETTEL, KENDRA ANNACHIEF COMPLIANCE OFFICER6164999
KIRSCHENBLATT, CHAD ETHANCHIEF FINANCIAL OFFICER/FINOP2503352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABERDEEN FUND DISTRIBUTORS, LLC

CRD#: 146230New York, NY 10022

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