Pasquale Detursi
Professional summary
Pasquale Detursi was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Pasquale is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Pasquale had worked at 10 firms, which includes BNY MELLON SECURITIES CORPORATION, PRUCO SECURITIES LLC., WMA SECURITIES INC., FIS SECURITIES INC., CONSECO SECURITIES INC., IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC, FINANCIAL EQUITIES RESOURCES INC., HIBBARD BROWN & CO. INC., QUEST CAPITAL STRATEGIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 1998 - July 25, 2000
BNY MELLON SECURITIES CORPORATION
October 8, 1997 - June 18, 1998
PRUCO SECURITIES, LLC.
June 5, 1996 - September 29, 1997
WMA SECURITIES, INC.
January 2, 1996 - May 24, 1996
FIS SECURITIES, INC.
March 1, 1994 - December 31, 1995
CONSECO SECURITIES, INC.
June 28, 1991 - February 10, 1994
IDS LIFE INSURANCE COMPANY
June 28, 1991 - February 10, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
August 31, 1990 - November 12, 1990
FINANCIAL EQUITIES RESOURCES, INC.
February 14, 1989 - August 29, 1990
HIBBARD BROWN & CO., INC.
January 24, 1989 - February 23, 1989
QUEST CAPITAL STRATEGIES, INC.
Primary Firm SEC Registration
BNY MELLON SECURITIES CORPORATION
CRD#: 231 / SEC#: 801-54739, 8-13801
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BNY MELLON SECURITIES CORPORATION
CRD#: 231 / SEC#: 801-54739, 8-13801
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BNY MELLON INVESTMENT ADVISER, INC. | DIRECT OWNER | |
| BRADLE, KENNETH JAMES | PRESIDENT AND DIRECTOR | 1827956 |
| DIPETRILLO, DAVID JOHN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4904926 |
| MARQUIT, HAL ROBERT | ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL | 1530120 |
| OSAVAGE, JACK EDWARD | CHIEF TECHNOLOGY OFFICER | 8186430 |
| PAPADOULIS, IRENE DESPINA | EXECTUVE VICE PRESIDENT AND DIRECTOR | 733025 |
| PASQUALE, GREGORY JOHN | CHIEF FINANCIAL OFFICER & TREASURER & FINOP | 6562167 |
| PIGOTT, JOSEPH E | CHIEF RISK OFFICER | 6619448 |
| ROBINSON, SCOTT JARED | CHIEF LEGAL OFFICER | 5396859 |
| SACCONE, ROBERT BRIAN | CHIEF COMPLIANCE OFFICER (BROKERDEALER) | 1114349 |
| SQUILLACE, JOHN | CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS) | 5504616 |
Regulatory assets under management
| Total Number of Accounts | 3,823 |
| AUM (Assets Under Management) | $ 7,139,421,698 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 08/28/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
