Richard E. Wright

LPS CAPITAL LLC

NEW YORK, NY 10022

Some features on this profile are disabled

CRD#: 1865046

Professional summary

Richard Edward Wright JR, who also goes by Richard Edward Wright, is a registered financial professional currently at LPS CAPITAL LLC located in New York, New York.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1988. Richard has worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Richard Edward Wright

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Edward Wright JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2025 - Present

LPS CAPITAL LLC

Office #1: 600 Lexington Avenue Suite 502, New York, NY 10022

CRD#: 155246

NEW YORK, NY

Past

June 9, 2022 - August 9, 2024

COHEN & COMPANY SECURITIES, LLC

CRD#: 149758

NEW YORK, NY

Past

August 3, 2020 - February 9, 2022

RBC CAPITAL MARKETS, LLC

CRD#: 31194

STAMFORD, CT

Past

February 5, 2020 - August 4, 2020

OLIVETREE FINANCIAL, LLC

CRD#: 154026

NEW YORK, NY

Past

May 2, 2016 - May 26, 2017

CASTLEOAK SECURITIES, LP

CRD#: 125334

NEW YORK, NY

Past

August 22, 2008 - June 3, 2013

JEFFERIES HIGH YIELD TRADING, LLC

CRD#: 47363

STAMFORD, CT

Past

July 11, 2008 - February 12, 2016

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

September 18, 1995 - June 23, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

November 14, 1994 - September 1, 1995

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

October 1, 1992 - November 14, 1994

CLAYTON BROWN & ASSOCIATES, INC.

CRD#: 3664

CHICAGO, IL

Past

January 27, 1992 - September 18, 1992

HAMILTON INVESTMENTS, INC.

CRD#: 821

Past

March 21, 1990 - June 6, 1991

PARLIAMENT HILL CAPITAL CORP.

CRD#: 11417

Past

September 28, 1988 - November 11, 1989

RICKEL & ASSOCIATES, INC.

CRD#: 7839

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(4/3/2025)

New York
(5/2/2025)

Exams

State Security Law Exam

Series 63

Date: 2/11/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/26/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LPS CAPITAL LLC

DISCOUNT MUNICIPAL BOND CORP. | TORREY PINES WEALTH MANAGEMENT, INC. | LPS PARTNERS INC. | LPS CAPITAL LLC

CRD#: 155246 / SEC#: , 8-68706

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

600 Lexington Avenue Suite 502, New York, NY 10022

Mailing Address

600 Lexinggton Avenue Suite 502, New York, NY 10022

Phone number

(212) 441-3810

Established

California since 05/18/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (28 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
LPS PARTNERS LLC	OWNER
MEENAN, MICHAEL J	SUPERVISING PRINCIPAL	5368683
TARLETON, JOHN WILLIAM	PRESIDENT, CCO, FINOP	1631047

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard E. Wright

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Edward Wright JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

COHEN & COMPANY SECURITIES, LLC

RBC CAPITAL MARKETS, LLC

OLIVETREE FINANCIAL, LLC

CASTLEOAK SECURITIES, LP

JEFFERIES HIGH YIELD TRADING, LLC

JEFFERIES LLC

J.P. MORGAN SECURITIES LLC

DAIN RAUSCHER INCORPORATED

CLAYTON BROWN & ASSOCIATES, INC.

HAMILTON INVESTMENTS, INC.

PARLIAMENT HILL CAPITAL CORP.

RICKEL & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/11/2020

SIE

Date: 5/26/2017

Series 7

Date: 8/20/1988

FINRA

Current Firm

LPS CAPITAL LLC

Contact information

FINRA licenses (28 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LPS CAPITAL LLC

TRUST BUT VERIFY

Similar Advisors