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Patricia Y. Rodriguez

TCBI SECURITIES
San Antonio, TX 78212
Some features on this profile are disabled
CRD#: 1864935
PR
Patricia Yvette RodriguezTCBI SECURITIES

Professional summary

Patricia Yvette Rodriguez is a registered financial professional currently at TCBI SECURITIES, INC. located in San Antonio, Texas.

Patricia is registered as a RR (Registered Representative) and started their career in finance in 1993. Patricia has worked at 7 firms and has passed the Series 63, SIE, Series 50, Series 52, Series 7 and Series 53 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patricia Yvette Rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 30, 2026 - Present

TCBI SECURITIES, INC.

Office #1: 745 East Mul​berry., Ste. 350 & 600, San Antonio, TX 78212
BD
CRD#: 313304
San Antonio, TX
Past

June 11, 2024 - January 16, 2026

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
San Antonio, TX
Past

March 8, 2022 - May 20, 2024

LOOP CAPITAL MARKETS LLC

BD
CRD#: 43098
San Antonio, TX
Past

October 14, 2016 - March 2, 2022

HUNTINGTON SECURITIES, INC.

BD
CRD#: 2261
San Antonio, TX
Past

July 1, 2004 - May 16, 2005

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

June 27, 2003 - July 1, 2004

BANC ONE CAPITAL MARKETS, INC.

BD
CRD#: 23065
CHICAGO, IL
Past

September 14, 1993 - June 12, 2003

SOUTHWESTERN CAPITAL MARKETS, INC.

BD
CRD#: 15011
SAN ANTONIO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(7/30/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 10/25/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 1/11/2017
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 52
Date: 10/14/2016
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 10/14/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/4/2017
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TCBI SECURITIES, INC.
TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.

CRD#: 313304 / SEC#: , 8-70682

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Mailing Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Phone number
(214) 932-6671
Established
Texas since 03/03/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
TEXAS CAPITAL BANCSHARES, INC.OWNER
ALVARADO, ANNA MARIADIRECTOR4433966
COLPITTS, JOEL BRIANPRINCIPAL FINANCIAL OFFICER AND FIN/OP2376942
GENYK, STEVENMUNICIPAL SECURITIES PRINCIPAL2324120
GETTY, JOSEPH MATTHEWAMLCO6343874
HOLMES, ROBERT CDIRECTOR2948416
HOVERMAN, DANIEL STEPHENSDIRECTOR, PRESIDENT5281289
OMAN, DAVIDDIRECTOR5685397
RIVERA, JASONCHIEF COMPLIANCE OFFICER5010925
SCURLOCK, JOHN MATTHEWDIRECTOR7521986

Red Flags

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Company Information

TCBI SECURITIES, INC.

CRD#: 313304San Antonio, TX 78212

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