Larry H. Arnowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Harris Arnowitz was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 2000. Larry had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2015 - July 3, 2017
ADVANTAGE SECURITIES LLC
September 6, 2011 - August 16, 2013
MONERE INVESTMENTS, INC.
May 20, 2010 - March 28, 2011
LEGEND SECURITIES, INC.
January 30, 2004 - May 5, 2008
TJM INVESTMENTS, LLC
July 18, 2000 - March 18, 2003
GNI SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVANTAGE SECURITIES LLC
CRD#: 39362 / SEC#: , 8-48652
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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