Alisa Flynn

NETWORK 1 FINANCIAL SECURITIES

Red Bank, NJ 07701

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CRD#: 1864654

Professional summary

Alisa Flynn, who also goes by Alisa Immaculate Flynn, Alisa Immaculate Garafalo, is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.

Alisa is registered as a RR (Registered Representative) and started their career in finance in 1988. Alisa has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alisa Immaculate Flynn | Alisa Immaculate Garafalo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alisa Flynn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 2015 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701

CRD#: 13577

Red Bank, NJ

Past

March 29, 2012 - October 24, 2013

MERRIMAC CORPORATE SECURITIES, INC.

CRD#: 35463

ALTAMONTE SPRINGS, FL

Past

December 9, 2009 - June 23, 2010

WINDSOR STREET CAPITAL, LP

CRD#: 34171

NEW YORK, NY

Past

April 11, 2007 - March 31, 2008

D.H. BLAIR INVESTMENT BANKING CORP.

CRD#: 28502

NEW YORK, NY

Past

April 3, 1998 - November 19, 2002

LAIDLAW GLOBAL SECURITIES, INC.

CRD#: 19018

NEW YORK, NY

Past

May 15, 1995 - April 6, 1998

D. H. BLAIR & CO., INC.

CRD#: 6833

NEW YORK, NY

Past

April 21, 1993 - March 28, 1994

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

September 20, 1989 - March 18, 1993

D. H. BLAIR & CO., INC.

CRD#: 6833

NEW YORK, NY

Past

November 23, 1988 - September 1, 1989

BEECHWOOD SECURITIES CORP.

CRD#: 17765

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(11/10/2015)

Exams

State Security Law Exam

Series 63

Date: 3/16/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone number

(732) 758-9001

Established

Texas since 03/15/1983

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)	SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNT	SHAREHOLDER
BRUNO, VINCENT MICHAEL	CHIEF COMPLIANCE OFFICER	1845833
HUNT, WILLIAM RICHARD JR	DIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE	830575
TESTAVERDE, DAMON DOMENIC	VICE PRESIDENT	444453

Disclosures

Regulatory Event	21
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alisa Flynn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alisa Flynn's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRIMAC CORPORATE SECURITIES, INC.

WINDSOR STREET CAPITAL, LP

D.H. BLAIR INVESTMENT BANKING CORP.

LAIDLAW GLOBAL SECURITIES, INC.

D. H. BLAIR & CO., INC.

H.J. MEYERS & CO., INC.

D. H. BLAIR & CO., INC.

BEECHWOOD SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/16/1989

SIE

Date: 10/1/2018

Series 7

Date: 11/19/1988

FINRA

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

TRUST BUT VERIFY

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