Drew W. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Drew Wayne Taylor, who also goes by Drew W Taylor, was a registered financial professional .
Drew is a previously registered financial professional and started their career in finance in 1988. Drew had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2020 - October 23, 2020
AE FINANCIAL SERVICES, LLC
August 1, 2019 - May 20, 2020
LIBERTY GROUP, LLC
November 1, 2018 - October 29, 2020
LIBERTY WEALTH MANAGEMENT, LLC
May 14, 2018 - June 1, 2018
TRANSFORMATIVE WEALTH CONSULTING GROUP LLC
August 26, 2014 - June 2, 2017
HALBERT HARGROVE
October 3, 1994 - September 5, 2012
CAPITAL CLIENT GROUP, INC.
August 23, 1988 - July 16, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AE FINANCIAL SERVICES, LLC
CRD#: 298608 / SEC#: , 8-70214
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AE FS HOLDINGS, LLC | OWNER | |
| CALLANAN, DAVID JAMES | CHIEF EXECUTIVE OFFICER | 4237166 |
| GOCHENOUR, JOLENE KAY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 6728358 |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHOLZ, SHAWN | PRESIDENT | 2891167 |
| WOLFE, DAVID ROBB | GENERAL COUNSEL AND SECRETARY | 6603373 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
