Charles R. Triana
Professional summary
Charles Roland Triana JR, who also goes by Charles Roland Jr Triana, Chuck Roland Triana Jr, Chuck Triana, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Lisle, Illinois.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1989. Charles has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Roland Triana JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2017 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 550 Warrenville Road Ste 200, Lisle, IL 60532March 26, 2003 - August 17, 2005
NYLIFE SECURITIES LLC
January 6, 2000 - February 5, 2003
PRUCO SECURITIES, LLC.
August 11, 1997 - November 19, 1999
SIGNATOR INVESTORS, INC.
February 21, 1996 - February 26, 1997
SECURIAN FINANCIAL SERVICES, INC.
May 9, 1990 - January 29, 1996
METROPOLITAN LIFE INSURANCE COMPANY
May 9, 1990 - January 29, 1996
MSI FINANCIAL SERVICES, INC.
August 31, 1989 - January 22, 1990
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/30/2017)
(6/12/2025)
(10/17/2022)
(6/9/2025)
Exams
FINRA
Current Firm
BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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