Rolando Martinez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rolando Martinez, who also goes by Roland Martinez, was a registered financial professional .
Rolando is a previously registered financial professional and started their career in finance in 2004. Rolando had worked at 4 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2021 - October 8, 2024
STEWARD SECURITIES GROUP LLC
March 4, 2014 - November 5, 2021
STEWARD SECURITIES GROUP LLC
January 1, 2013 - June 11, 2013
SLCA CAPITAL, LLC
April 23, 2010 - December 21, 2010
CAPNET SECURITIES CORPORATION
May 7, 2004 - January 20, 2006
COASTAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
STEWARD SECURITIES GROUP LLC
CRD#: 168098 / SEC#: , 8-69291
Contact information
FINRA licenses (9 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
