Alfred J. Gonzalez
Professional summary
Alfred Joseph Gonzalez, ChFC®, CLU®, who also goes by Alfred Joseph Gonzales, Al Gonzalez, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Boone, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Banner Elk, North Carolina.
Alfred is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Alfred has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alfred Joseph Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 971 Blowing Rock Rd, Boone, NC 28607January 4, 2016 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 4501 Tynecastle Hwy Unit 15, Banner Elk, NC 28604Office #2: 971 Blowing Rock Rd, Boone, NC 28607Office #3: 201 Mulberry St Sw, Lenoir, NC 28645Office #4: 101 E Main St, Yadkinville, NC 27055January 4, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 18, 2006 - October 13, 2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 21, 1994 - December 31, 1995
TEACHERS PERSONAL INVESTORS SERVICES, INC.
September 30, 1993 - October 13, 2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 3, 1990 - September 14, 1993
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 27, 1989 - August 28, 1989
POLARIS FINANCIAL SERVICES, INC.
August 19, 1988 - June 30, 1989
J. T. MORAN & CO., INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2019)
(10/19/2020)
(1/4/2016)
(7/23/2020)
(8/19/2025)
(7/23/2020)
(1/10/2023)
(1/4/2016)
(1/5/2016)
(9/12/2016)
(7/24/2020)
(4/11/2018)
(10/16/2019)
(11/29/2021)
(9/10/2020)
(11/5/2020)
(1/4/2016)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Boone, NC 28607TRUST BUT VERIFY
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