Jimmy J. Wang
Professional summary
Jimmy Jinn Chuan Wang, who also goes by James Wang, is a registered financial professional currently at FIRSTRADE SECURITIES INC. located in Flushing, New York.
Jimmy is registered as a RR (Registered Representative) and started their career in finance in 1988. Jimmy has worked at 2 firms and has passed the Series 63, Series 57TO, Series 52TO, SIE, Series 55, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jimmy Jinn Chuan Wang's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 1989 - Present
FIRSTRADE SECURITIES INC.
Office #1: 30-50 Whitestone Expressway Suite A301, Flushing, NY 11354September 7, 1988 - May 31, 1989
FREETRADE.COM, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/26/1989)
(1/2/2001)
(5/26/1989)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 4/24/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
FIRSTRADE SECURITIES INC.
CRD#: 16843 / SEC#: , 8-34642
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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