Suzanne F. Shank-werdlow
Professional summary
Suzanne Frances Shank-werdlow, who also goes by Suzanne F Shank, Suzanne Frances Shank, Suzanne Frances Shank Burks, Suzanne Frances Shank-burks, is a registered financial professional currently at SIEBERT WILLIAMS SHANK & CO., LLC located in New York, New York.
Suzanne is registered as a RR (Registered Representative) and started their career in finance in 1990. Suzanne has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 50, Series 7, Series 52, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Suzanne Frances Shank-werdlow's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 1997 - Present
SIEBERT WILLIAMS SHANK & CO., LLC
Office #1: 100 Wall Street 18th Floor, New York, NY 10005Office #2: 150 West Jefferson Ave Suite 1350, Detroit, MI 48226September 23, 2013 - March 4, 2015
MURIEL SIEBERT & CO., LLC
July 7, 2005 - October 17, 2007
MURIEL SIEBERT & CO., LLC
January 8, 1998 - December 9, 2004
MURIEL SIEBERT & CO., LLC
October 11, 1996 - August 4, 1997
MURIEL SIEBERT & CO., LLC
September 30, 1991 - October 23, 1996
GRIGSBY & ASSOCIATES, INC.
July 31, 1990 - November 25, 1991
M. R. BEAL & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2005)
(6/24/2008)
(12/2/2011)
(3/29/2000)
(9/14/2005)
(4/2/1999)
(10/18/2000)
(2/7/2005)
(7/30/1997)
(2/10/2000)
(4/17/2000)
(5/4/2000)
(9/8/1997)
(6/30/2000)
(2/18/2000)
(8/5/1997)
(9/14/2005)
(11/19/1997)
(2/7/2005)
(11/21/2005)
(2/7/2005)
(9/14/2005)
(5/4/2000)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SIEBERT WILLIAMS SHANK & CO., LLC
CRD#: 42568 / SEC#: , 8-49877
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANK WILLIAMS CISNEROS, LLC | OWNER | |
| CALABRISOTTO, DIANNE NMN | AML OFFICER | 1273900 |
| CALABRISOTTO, DIANNE NMN | CHIEF COMPLIANCE OFFICER & COO | 1273900 |
| CHANDA, ATEESH SINGH | CHIEF LEGAL OFFICER | 6973151 |
| DIAZ, DANIEL | FINANCIAL PRINCIPAL | 2214417 |
| HALL, GARY | CO-PRESIDENT | 4393662 |
| SHANK-WERDLOW, SUZANNE FRANCES | CEO, DIRECTOR OF PARENT | 1860931 |
| THOMPSON, WILLIAM COLRIDGE JR | CHIEF ADMINISTRATIVE OFFICER | 2316101 |
| WARNER, SOBANI MULENGA | CO-PRESIDENT | 1732009 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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