Joseph Franklin Bear III
Professional Summary
Joseph Franklin Bear III, who also goes by Jody Bear III, Joseph Franklin Bear, is a registered financial advisor currently at CREWS & ASSOCIATES, INC. located in Montgomery, Alabama. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1994. Joseph has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 50, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joseph Franklin Bear III, Jody Bear Iii, Joseph Franklin Bear
Similar Advisors
THE ENSEMBLE TEAM
EDWARD JONES
PJT PARTNERS LP
PNC WEALTH MANAGEMENT LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
THE ENSEMBLE TEAM
EDWARD JONES
PJT PARTNERS LP
PNC WEALTH MANAGEMENT LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
THE ENSEMBLE TEAM
EDWARD JONES
PJT PARTNERS LP
PNC WEALTH MANAGEMENT LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
THE ENSEMBLE TEAM
EDWARD JONES
PJT PARTNERS LP
PNC WEALTH MANAGEMENT LLC
Years of Experience
32 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
THE ENSEMBLE TEAM
EDWARD JONES
PJT PARTNERS LP
PNC WEALTH MANAGEMENT LLC
Current Firm
CREWS | FIRST SECURITY CREWS | CREWS & ASSOCIATES, INC.
Contact Information
Main Address
4007 N Rodney Parham Rd, Little Rock, AR 72212Mailing Address
4007 N Rodney Parham Rd, Little Rock, AR 72212Phone Number
(501) 907-2000Established
Arkansas since 07/06/1979Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
145SEC notice filing (19 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST SECURITY CAPITAL MARKETS, INC. | OWNER | — |
| BEARDSLEY, SCOTT ARTHUR | SECRETARY OF THE BOARD | 2349866 |
| BUMPERS, JOSEPH PARROTT | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 4336359 |
| CLAY, DENNIS CHARLES | CHIEF EXECUTIVE OFFICER, DIRECTOR, EXECUTIVE COMMITTEE | 1233857 |
| JONES, JAMES STEPHEN | PRESIDENT, DIRECTOR | 502536 |
| MEYER, DAMON CHRISTIAN | CHIEF COMPLIANCE OFFICER | 4133916 |
Regulatory Assets Under Management
Total Number of Accounts
336AUM (Assets Under Management)
$181,087,303Disclosures
Regulatory Event
15Arbitration
1Similar Advisors
THE ENSEMBLE TEAM
EDWARD JONES
PJT PARTNERS LP
PNC WEALTH MANAGEMENT LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
THE ENSEMBLE TEAM
EDWARD JONES
PJT PARTNERS LP
PNC WEALTH MANAGEMENT LLC
Primary Firm SEC Registration
CREWS | FIRST SECURITY CREWS | CREWS & ASSOCIATES, INC.
State Registrations and Notice Filings
(7/6/2004)
(7/6/2004)
(4/19/2005)
(4/19/2005)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Aug 2017About the Series 50 examSRO Registrations
Similar Advisors
THE ENSEMBLE TEAM
EDWARD JONES
PJT PARTNERS LP
PNC WEALTH MANAGEMENT LLC
CRS (Client Relationship Summary) - BD
Click below to view Joseph Franklin Bear III's CRS (Customer Relationship Summary).
Similar Advisors
THE ENSEMBLE TEAM
EDWARD JONES
PJT PARTNERS LP
PNC WEALTH MANAGEMENT LLC