Geoffrey S. Limroth

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CRD#: 1860779

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Geoffrey Scott Limroth was a registered financial professional .

Geoffrey is a previously registered financial professional and started their career in finance in 1988. Geoffrey had worked at 11 firms and has passed the Series 66, Series 63, Series 79TO, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: GSL Advisors LLC INVESTMENT RELATED: NO LOCATION: 51 Fairview Avenue, Chatham, NJ 07928 START DATE: January 2017 NATURE OF BUSINESS: Consulting services TITLE: Managing Partner HOURS DEVOTED PER MONTH TO THE OTHER BUSINESS: Currently zero HOURS DEVOTED PER MONTH TO THE OTHER BUSINESS DURING TRADING HOURS: Zero BRIEF DESCRIPTION OF DUTIES: GSL Advisors LLC was established as a vehicle to facilitate consulting services. Since inception, no income has been recognized through this vehicle as all consulting income has been paid directly to me and reported on IRS form 1040 Schedule C. As of December 31, 2017 this vehicle has been dormant and the intention is to keep this dormant or to close it at the earliest time possible. Personal second home residence; Non-investment related;2515 Thompsonburg Road, S. Londonderry, VT 05155; My wife and I own a property in Vermont, which we rent occasionally; Owner of a second home which is rented out during seasonal times; Date: 9/1/2020; couple hours a month during non-business hours; 0 during trading hours; Owner of the property which has been historically used as a second home. Because of high demand (Covid) we decided to rent this out periodically and plan to do so as the opportunity presents itself.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 24, 2023 - February 5, 2024

JEFFERIES INVESTMENT ADVISERS LLC

RIA

CRD#: 325421

NEW YORK, NY

Past

February 21, 2018 - August 14, 2023

LEUCADIA ASSET MANAGEMENT LLC

RIA

CRD#: 121767

NEW YORK, NY

Past

February 15, 2018 - February 5, 2024

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

March 22, 2011 - June 28, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

February 15, 2006 - June 28, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 20, 2001 - January 25, 2006

UBS INTERNATIONAL INC.

CRD#: 107726

NEW YORK, NY

Past

November 13, 2000 - October 8, 2001

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

March 17, 1999 - August 21, 2000

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

July 28, 1995 - August 19, 1997

STIRES & CO., INC.

CRD#: 6813

NEW YORK, NY

Past

June 4, 1993 - October 1, 1994

COMMERZBANK CAPITAL MARKETS CORP.

CRD#: 21787

NEW YORK, NY

Past

August 5, 1992 - January 8, 1993

S.G. WARBURG & CO. INC.

CRD#: 1483

NEW YORK, NY

Past

June 28, 1990 - August 10, 1992

ABN AMRO INCORPORATED

CRD#: 15776

Past

August 11, 1988 - August 10, 1992

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JEFFERIES INVESTMENT ADVISERS LLC

CRD#: 325421 / SEC#: 801-127656

RIA

Registered Investment Advisory firm - (4/20/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/21/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/16/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/12/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 53

Date: 10/9/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/6/2001

General Securities Principal Examination

Current Firm

JEFFERIES INVESTMENT ADVISERS LLC

CRD#: 325421 / SEC#: 801-127656

RIA

Registered Investment Advisory firm - (4/20/2023 Approved)

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Contact information

Main Address

520 Madison Avenue, New York, NY 10022

Mailing Address

Phone number

(212) 284-2300

Established

Firm type

Fiscal year end

# of Employees

135

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JEFFERIES INVESTMENT ADVISERS LLC - WRAP FEE BROCHURE (2/27/2025)

JEFFERIES INVESTMENT ADVISERS LLC - 2025 FINANCIAL PLANNING SERVICES BROCHURE (2/27/2025)

Regulatory assets under management

Total Number of Accounts	2,081
AUM (Assets Under Management)	$ 3,402,872,417

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Geoffrey S. Limroth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LEUCADIA ASSET MANAGEMENT LLC

JEFFERIES LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS INTERNATIONAL INC.

UBS SECURITIES LLC

FUNDS DISTRIBUTOR, LLC

STIRES & CO., INC.

COMMERZBANK CAPITAL MARKETS CORP.

S.G. WARBURG & CO. INC.

ABN AMRO INCORPORATED

ABN AMRO INCORPORATED

Primary Firm SEC Registration

JEFFERIES INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/21/2011

Series 63

Date: 8/16/1988

Series 79TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/12/2001

Series 7

Date: 7/16/1988

Series 10

Date: 1/2/2023

Series 53

Date: 10/9/2009

Series 24

Date: 3/6/2001

Current Firm

JEFFERIES INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JEFFERIES INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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