John C. Buchanan
Professional summary
John Creighton Buchanan, CFP® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Alpharetta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Alpharetta, Georgia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. John has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Creighton Buchanan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 2520 Northwinds Pkwy Fl 4, Alpharetta, GA 30009March 14, 1996 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 2520 Northwinds Pkwy Fl 4, Alpharetta, GA 30009April 25, 1996 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
August 31, 1994 - March 8, 1996
BANK SOUTH INVESTMENT SERVICES, INC.
December 14, 1993 - September 8, 1994
BANK SOUTH SECURITIES CORPORATION
July 17, 1992 - December 16, 1993
BARNETT INVESTMENTS, INC.
August 26, 1988 - July 27, 1992
VERAVEST INVESTMENTS, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/20/2015)
(5/23/2011)
(11/17/2020)
(5/29/2008)
(2/20/2019)
(9/11/2015)
(2/13/2019)
(3/19/1996)
(3/14/1996)
(8/30/2016)
(10/5/2018)
(10/9/2020)
(5/24/2013)
(6/24/2019)
(8/13/2019)
(6/8/2012)
(5/20/2025)
(4/9/2019)
(7/29/2014)
(2/4/2021)
(8/16/2001)
(2/20/1997)
(9/12/2023)
(10/4/2024)
(10/24/2017)
(11/8/2018)
(3/27/1996)
(3/28/2000)
(2/26/2019)
(4/10/2019)
(4/17/2020)
(7/15/2014)
(5/15/2019)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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